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HomeMy WebLinkAboutO-1855 - Amends Sec. 1 of Ord. 1694, sewage system (Special)'... CITY OF MARYSVILLE,WASHINGTON ORD INANCE .NO .1&:5< AN ORDINANCE of the City of Marysville, Washington,relating to the waterworks utility of the system,including the sewerage system of the City as a part thereof;amending Ordinance No.1694;providing for the issuance of a water and sewer revenue bond anticipation note to pay part of the cost of carrying out the plans of additions to and betterments and extensions of the waterworks utility of the City specified and adopted by Ordinances Nos.987 and 1635-A and applicable to Utility Local Improvement Districts Nos.13 and 14;creating a water and sewer revenue bond anticipation note fund;and providing for the sale and delivery of that note to Security Pacific Bank Washington,NA,Seattle,Washington. WHEREAS,the City of Marysville,Washington (the "City"),by Ordinance No.385 passed September 2,1952,combined the sewerage system of the City and all additions and improvements thereto with the waterworks utility of the City,and the sewerage system at all times since has been considered a part .of and belonging to the waterworks utility of the City,and the words Waterworks Utility hereinafter shall mean the combined sewerage system and water system of the City,together with all· additions thereto and betterments and extensions thereof hereafter made;and WHEREAS,pursuant to Ordinance No.937 passed July 9,1979, the City Council in adopting the Lower Snohomish River Basin Wastewater Facilities Planning Study for the Marysville Subregion specified and adopted a system or plan of additions to apd betterments and extensions of the Waterworks Utility;and WHEREAS,by Ordinance No.1635-A the City specified,adopted and ordered the c arrya.nq out of a system .or plan of additions to and betterments and extensions of the Waterworks Utility, created Utility Local Improvement District No.13 ("ULID No.13")for the purpose of carrying out that system or plan, estimated the cost thereof to be $118,000 and authorized the issuance of approximately $118,000 principal amount of water and sewer revenue bonds to pay the cost of carrying out that system or plan and,pending the receipt of the proceeds of the issuance and sale of those bonds,for the issuance of short-term obligations pursuant to Chapter 39.50 RCW;and WHEREAS,by Ordinance No.1730 the City approved and confirmed the assessments and assessment roll of ULID No.13 in the amount of $99,000;and WHEREAS,by Ordinance No.1694 the City ordered the carrying out of the portion of the system or plan of additions to and betterments and extensions of the waterworks utility specified and adopted by Ordinance No.937 and applicable to Utility Local Improvement District No.14 ("ULID No.14"),created ULID No.14 for the purpose of carrying out that system or plan,estimated the cost thereof to be $104,000 and authorized the issuance of approximately $104,000 principal amount of water and sewer revenue bonds to pay the cost of carrying out that system or plan and,pending the receipt of the proceeds of the issuance and sale of those bonds,for the issuance of short-term obligations pursuant to Chapter 39.50 RCW;and -2- WHEREAS,due to the increase in cost of constructing the improvements in ULID No."14 the City Council has determinedi t necessary to amend Ordinance No.1694 to provide for the increased cost;and WHEREAS,the City Council has determined it to be in the best interest of the City to issue its $275,000 principal amount of water and sewer revenue bond anticipation notes to pay the cost of carrying out the improvements in ULIDs Nos.13 and 14 and Security Pacific Bank Washington,NA,has offered to purchase those notes as a single note under the terms and conditions hereinafter set forth;NOW,THEREFORE, THE CITY COUNCIL OF THE CITY OF MARYSVILLE,WASHINGTON,DO ORDAIN as follows: Section 1.Amendment of Ordinance No.1694.Section 1 of Ordinance No.1694 is amended to read as follows: Section 1.The City orders the carrying out of the portion of the system or plan of additions to and betterments and extensions of the waterworks utility of the City adopted by Ordinance No.937 applicable to the property described in Exhibi t A attached hereto consisting of the construction and installation of an 8-inch and 10-inch sanitary sewer main and appurtenances along Smokey Point Boulevard (35th Avenue N.E.) from 174th Place N.E.north to 180th Street N.E.and along 178th Place N.E.from Smokey Point Boulevard easterly for approximately 300 feet (the "Plan of Additions").The estimated -3- cost of the acquisition,construction and installation of the Plan of Addi tions is declared to bej·as nearly as maybe,the amount of $176,000,and such estimated cost shall be met and defrayed from the proceeds received from the issuance and sale of water and sewer revenue bonds of the City in the amount of approximately $176,000.Such water and sewer revenue bonds shall be supported by assessments to be levied and assessed against properties specially benefited by the improvements to be included in Utility Local Improvement District No. 14 created herein. Section 2.Creation of Note Fund;Description of Note. There is created and established in the office of the City Clerk-Treasurer a special fund to be known as the Water and Sewer Revenue Bond Anticipation Note Fund,1991 (the "Note Fund"). Pending the issuance of the water and sewer bonds authorized by Ordinances Nos.1635-A and 1694,as herein amended,the City shall issue and sell its Water and Sewer Revenue Bonds Anticipation Note,1991 (the "Note"),in the principal amount of $275,000.The Note shall be dated the date of its issuance, shall mature one year thereafter,and shall bear interest at a variable rate to be determined hereafter by the Finance Director of the City,such rate to be no greater than 90%of the published Large Business Prime Rate or Prime Rate (the "Prime Rate")of Security Pacific Bank Washington,NA,calculated on -4- the basis of a 360-day year for actual number of days elapsed, adjustable immediately to reflect any change in the Prime Rate, and payable quarterly on December 5,1991,March 5,1992, June 5,1992,and at maturity.If the Note is not redeemed upon proper presentment at its maturity or call date,the Note shall bear interest at the same variable rate until both principal and interest are paid in full or until sufficient money for that payment in full is on deposit in the Note Fund and the Note has been duly called for redemption.In providing for the above variable interest rate index,the City Council considers and finds the same to be in the best interest of the City. Section 3.Payment of Note.The Note,both principal and interest,shall be payable in lawful money of the United States of America at the office of the City Finance Director in Marysville,Washington. Section 4.Optional Redemption.The City reserves the right and option to redeem the Note at any time on giving two business days'written notice to Security Pacific Bank Washington,NA,at its principal office in Seattle,Washington. Section 5.Source of Payment.Both principal of an interest on the Note shall be payable solely out of the Note Fund from the proceeds of the water and sewer revenue bonds authorized to be issued by Ordinances Nos.1635-A and 1694,as herein amended,to be deposited in that fund,from assessments -5- against properties benefitted by the improvements,from the proceeds .of bonds ...payable -.from ···those .assessments ,from the proceeds of other short-term obligations issued to redeem previous ly issued and then outstanding notes,or from other money legally available and to be used therefor,and the City irrevocable pledges to redeem the Note on its maturity date from the proceeds of those bonds,assessments,additional short-term obligations or other money available for that purpose. The Note may be paid from the revenue of the Waterworks Utility of the City,but the claim of the Note shall be subordinate to the claims on that revenue of the normal expenses of maintenance and operation of the Waterworks Utility,any outstanding water and sewer revenue bonds of the City payable from that revenue and bonds issued on a parity of lien therewith. Section 6.Authorization of Finance Director to Fix Interest Rate.The Director of Finance is authorized and directed to negotiate with Security Pacific Bank Washington,NA, and to fix the variable interest rate of the Note in accordance with the terms of this ordinance. Section 7.Execution and Form of Note.The Note shall be typed or multicopied on good bond paper in a form consistent with this ordinance and State law.The Note shall be signed by the Mayor and the City Clerk and shall have the seal of the City affixed thereto.The appropriate officers of the City are authorized and directed to take all actions necessary in connection with the issuance of the Note. -6- Section 8.Note Negotiable Instrument.The Note shall be a negotiable-instrument to the extent provided by RCW 62A.8-102 and 62A.8-105. Section 9.Preservation of Tax Exemption for Interest on Note.The City covenants that it will take all actions necessary to prevent interest on the Note from being included in gross income for federal income tax purposes,and it will neither take any action nor make or permit any use of proceeds of the Note or other funds of the City treated as proceeds of the Note at any time during the term of the Note which will cause interest on the Note to be included in gross income for federal income tax purposes.The City also covenants that,to the extent arbitrage rebate requirements of Section 148 of the Internal Revenue Code of 1986,as amended (the "Code"),are applicable to the Note,it will take all actions necessary to comply (or to be treated as having complied)with those requirements in connection with the Note,including the calculation and payment of any penal ties that the City has elected to pay as an alternative to calculating rebatable arbitrage,and the payment of any other penalties if required under Section 148 of the Code to prevent interest on the Note from being included in gross income for federal income tax purposes.The City certifies that it has not been notified of any listing or proposed listing by the Internal Revenue Service to the effect that it is a bond issuer whose arbitrage certifications may not be relied upon. -7- section 10.Acceptance of Purchase Offer and Disposition of Note Proceeds.Security Pacific Bank Washington,NA,Seattle, Washington,has submitted an offer to purchase the Note under the terms of the Note purchase contract (the "Note Purchase Contract")on file with the City Clerk,the City to furnish the typewritten or multicopied Note and the approving legal opinion of Foster Pepper &Shefelman,municipal bond counsel of Seattle, Washington,at the City's expense.Bond counsel shall not be required to review or express any opinion concerning the completeness or accuracy of any official statement,offering circular or other sales material issued or used in connection with the Note,and bond counsel's opinion shall so state.The City Council,deeming it to be in the best interests of the City that the offer be accepted,accepts the same.The Note shall be delivered to Security Pacific Bank Washington,NA,in Seattle, Washington,immediately upon its execution upon payment therefor in accordance with that offer. The principal proceeds received from the sale of the Note shall be deposited in the City's Utility Construction Fund,and used to pay the Costs of the improvements in ULIDs Nos.13 and 14,including the repayment of any interfund loans made to pay those costs. Section 11.Effective Date of Ordinance.This ordinance shall take effect and be in force from and after its passage and five days following its publication as required by law. -8- PASSED by the City Council and APPROVED by the Mayor of the City of Marysville,Washington,at a regular open public meeting thereof,this 26th day of August,1991. ATTEST: APPROVED AS TO FORM: -Ci ty Attorney MLC-1970' -9-