HomeMy WebLinkAboutO-1963 - Bond issuance (Special)CITY OF MARYSVILLE,WASHINGTON
ORDINANCE NO.19'3
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AN ORDINANCE of the City of Marysville,Washington,
relating to contracting indebtedness;providing for the
issuance of a $300,000 par value of Limited Tax General
Obligation Bond,1993,SeriesB,of the City for general
City purposes to provide funds with which to pay a part
of the cost of acquiring two garbage trucks;fixing the
date,form,maturities,interest rate,terms and
covenants of the bond;establishing a bond redemption
fund;and approving the sale and providing for the
delivery of the bond to Seattle-First National Bank of
Seattle,Washington.
WHEREAS,the City of Marysville,Washington (the "City"),is
in need of acquiring two garbage trucks,the estimated cost of
which is $303,979.24,and the City does not have available
sufficient funds to pay the cost;NOW,THEREFORE,
THE CITY COUNCIL OF THE CITY OF MARYSVILLE,WASHINGTON,DO
ORDAIN as follows:
section 1.Debt capacity.The assessed valuation of the
taxable property within the city as ascertained by the last
preceding assessment for City purposes for the calendar year 1993
is $527,588,574,and the city has outstanding general indebtedness
evidenced by limited tax general obligation bonds in the principal
amount of $167,722 incurred within the limit of up to 3/4 of 1%of
the value of the taxable property within the City permitted for
general municipal purposes without a vote of the qualified voters
therein,unlimited tax general obligation bonds in the principal
amount of $6,375,000 incurred within the limit of up to 2-1/2%of
the value of the taxable property within the city for capital
purposes only,issued pursuant to a vote of the qualified voters of
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the City,and the amount of indebtedness for which the bond is
authorized herein to be issued is $300,000.
section 2.Authorization of the Bond.The City shall borrow
money on the credit of the city and issue a limited tax general
obligation bond evidencing that indebtedness in the amount of
$300,000 for general City purposes to provide the funds to pay part
of the cost of acquiring two garbage trucks (the "Acquisition")and
to pay the costs of issuance and sale of the bond (the "costs of
issuance")•The general indebtedness to be incurred shall be
within the limit of up to 3/4 of 1%of the value of the taxable
property within the city permitted for general municipal purposes
without a vote of the qualified voters therein.
section 3.Description of the Bond.The bond shall be called
Limited Tax General Obligation Bond,1993,Series Bt of the City
(the "Bond");shall be in the principal amount of $300,000;shall
be dated its date of issuance;shall be numbered R-1 and with any
additional designation as the Bond Registrar (collectively,the
fiscal agencies of the state of Washington located in Seattle,
Washington,and New York,New York)deems necessary for purposes of
identification;shall bear interest from its dated date at a rate
equal to 90%of the rate of interest designated and published by
Seattle-First National Bank of Seattle,Washington (the "Bank")as
its prime rate as such prime rate may change from time to time (the
"Prime Rate")and the interest rate to be paid shall be adjusted as
of the effective date of any adjustment in the Prime Rate (computed
on the principal amount outstanding on the basis of a 365/366-day
year and actual days elapsed for the actual number of days the
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principal amount is outstanding,payable on March 1,1994,and
semiannually thereafter on each succeeding September 1 and March 1;
and shall mature in principal installments due on September 1 in
years and amounts as follows:
principal
Installment
Payment
Years
1994
1995
1996
1997
1998
Amounts
$54,000
57,000
60,000
63,000
66,000
The life of the acquisition to be made with the proceeds of the
Bond exceeds the term of the Bond.
Section 4.Registration and Transfer of Bond.The Bond shall
be issued to the Bank only in registered form as to both principal
and interest and recorded on books or records maintained by the
Bond Registrar (the "Bond Register").The Bond Register shall
contain the name and mailing address of the owner of the Bond.
The Bond may not be assigned or transferred by the Bank,
except that the Bank may assign or transfer the Bond to any
successor to the business and assets of the Bank.When the Bond
has been paid in fUll,both principal and interest,the Bond shall
be surrendered by the Bank to the Bond Registrar,who shall cancel
the Bond.
section 5.Payment of Bond.Both principal of and interest
on the Bond shall be payable in lawful money of the united States
of America.Interest on the Bond shall be paid by check or draft
of the Bond Registrar mailed on the interest payment date to the
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registered owner at the address appearing on the Bond Register on
the 15th day of the month preceding the interest payment date.
Principal of the Bond shall be paid in the principal installments
due annually on September 1 of each year as set forth in section 3
above by check or draft mailed at least one business day prior to
that date to the registered owner at the address appearing on the
Bond Register on the fifteenth day of the month preceding that
principal payment date.
section 6.Prepavment and Redemption of Bond.The City
reserves the right and option to prepay and redeem the Bond at any
time,in whole or in part,without penalty,at par plus accrued
interest to the date of redemption.written notice to the Bank of
any intended prepayment or redemption of the Bond shall not be
required.Interest on the Bond shall cease to accrue on the date
of such prepayment.
section 7.Failure to Redeem Bond.If the Bond is not
redeemed when properly presented at its principal installment
payment or redemption date,the City shall be obligated to pay
interest on the Bond at the same rate provided in the Bond from and
after its principal payment or redemption date until that Bond,
both principal and interest,is paid in full or until sufficient
money for its payment in full is on deposit in the bond redemption
fund hereinafter created and the Bond has been called for payment
by giving notice of that call to the registered owner of the unpaid
Bond.
Section 8.Pledge of Taxes.For as long as the Bond is
outstanding,the City irrevocably pledges to include in its bUdget
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and levy taxes annually within the constitutional and statutory tax
limitations provided by law without a vote of the electors of the
City on all of the taxable property within the City in an amount
sUfficient,together with other money legally available and to be
used therefor,to pay when due the principal of and interest on the
Bond,and the full faith,credit and resources of the City are
pledged irrevocably for the annual levy and collection of those
taxes and the prompt payment of that principal and interest.
section 9.Form and Execution of Bond.The Bond shall be
printed or lithographed on good bond paper in a form consistent
with the provisions of this ordinance and state law and shall be
signed by the Mayor and City Clerk,either or both of whose
signatures may be manual or in facsimile,and the seal of the city
or a facsimile reproduction thereof shall be impressed or printed
thereon.
The Bond shall bear a Certificate of Authentication in the
following form,manually signed by the Bond Registrar,and shall be
valid or obligatory for any purpose and entitled to the benefits of
this ordinance:
CERTIFICATE OF AUTHENTICATION
This bond is the fully registered City of
Marysville,Washington,Limited Tax General Obligation
Bond,1993,series B,described in the Bond Ordinance.
WASHINGTON STATE FISCAL AGENCY
Bond Registrar
By
Authorized Signer
The authorized signing of a Certificate of Authentication shall be
conclusive evidence that the Bond so authenticated have been duly
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executed,authenticated and delivered and are entitled to the
benefits of this ordinance.
If any officer whose facsimile signature appears on the Bond
ceases to be an officer of the City authorized to sign bonds before
the Bond bearing his or her manual or facsimile signature are
authenticated or delivered by the Bond Registrar or issued by the
City,the Bond nevertheless may be authenticated,delivered and
issued and,when authenticated,issued and delivered,shall be as
binding on the City as though that person had continued to be an
officer of the city authorized to sign bonds.The Bond also may be
signed on behalf of the city by any person who,on the actual date
of signing of the Bond,is an officer of the City authorized to
sign bonds,although he or she did not hold the required office on
the date of issuance of the Bond.
Section 10.Bond Registrar.The Bond Registrar shall keep,
or cause to be kept,at its principal corporate trust office,
sufficient books for the registration of the Bond,which shall be
open to inspection by the City at all times.The Bond Registrar is
authorized,on behalf of the City,to authenticate and deliver the
Bond exchanged in accordance with the provisions of the Bond and
this ordinance,to serve as the city's paying agent for the Bond
and to carry out all of the Bond Registrar's powers and duties
under this ordinance and city Ordinance No.1405 establishing a
system of registration for the City's bonds and obligations.
The Bond Registrar shall be responsible for its
representations contained in the Bond Registrar's Certificate of
Authentication on the Bond.The Bond Registrar may become the
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owner of the Bond with the same rights it would have if it were not
the Bond Registrar and,to the extent permitted by law,may act as
depository for and permit any of its officers or directors to act
as members of,or in any other capacity with respect to,any
committee formed to protect the rights of Bond owners.
Section 11.Preservation of Tax Exemption for Interest on the
Bond.The City covenants that it will take all actions necessary
to prevent interest on the Bond from being included in gross income
for federal income tax purposes,and it will neither take any
action nor make or permit any use of proceeds of the Bond or other
funds of the City treated as proceeds of the Bond at any time
during the term of the Bond which will cause interest on the Bond
to be included in gross income for federal income tax purposes.
The City also covenants that it will,to the extent arbitrage
rebate requirements of section 148 of the Internal Revenue Code of
1986,as amended (the "Code"),are applicable to the Bond,take all
actions necessary to comply (or to be treated as having complied)
with those requirements in connection with the Bond,including the
calculation and payment of any penalties that the city has elected
to pay as an alternative to calculating rebatable arbitrage,and
the payment of any other penalties if required under section 148 of
the Code to prevent interest on the Bond from being included in
gross income for federal income tax purposes.The City certifies
that it has not been notified of any listing or proposed listing by
the Internal Revenue service to the effect that it is a bond issuer
whose arbitrage certifications may not be relied upon.
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Section 12.Advance Refunding or Defeasance of the Bond.The
City may issue advance refunding bonds pursuant to the laws of the
State of Washington or use money available from any other lawful
source to pay when due the principal of and interest on the Bond,
or any principal installment thereof included in a refunding or
defeasance plan,and to redeem and retire,refund or defease all
such principal installments of the outstanding Bond (hereinafter
collectively called the "defeased Bond portions")and to pay the
costs of the refunding or defeasance.If money and/or "government
obligations"(as defined in Chapter 39.53 RCW,as now or hereafter
amended)maturing at a time or times and bearing interest in
amounts (together with money,if necessary)sufficient to redeem
and retire,refund or defease the defeased Bond portions in
accordance with the terms are set aside in a special trust fund or
escrow account irrevocably pledged to that redemption,retirement
or defeasance of defeased Bond portions (hereinafter called the
"trust account"),then all right and interest of the owners of the
defeased Bond portions in the covenants of this ordinance and in
the funds and accounts obligated to the payment of the defeased
Bond portions shall cease and become void.The owner of the
defeased Bond shall have the right to receive payment of the
principal of and interest on the defeased Bond portions from the
trust account.The defeased Bond portions shall be deemed no
longer outstanding,and the city may apply any money in any other
fund or account established for the payment or redemption of the
defeased Bond portions to any lawful purposes as it shall
determine.
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section 13.Bond Fund and Deposit of Bond Proceeds.There is
created and established in the office of the City Finance Director
a special fund designated as the Limited Tax General Obligation
Bond Fund,1993,Series B (the "Bond Fund").Accrued interest on
the Bond,if any,received from the sale and delivery of the Bond
shall be paid into the Bond Fund.There has been created and
established in the office of the City Finance Director a fund
designated as the Solid Waste Fund (the "Acquisition Fund").The
principal proceeds received from the sale and delivery of the Bond
shall be paid into the Acquisition Fund and used for the purposes
specified in section :2 of this ordinance.Until needed to pay the
costs of the Acquisition and costs of issuance of the Bond,the
City may invest principal proceeds temporarily in any legal
investment,and the investment earnings may be retained in the
Acquisition Fund and be spent for the purposes of that fund except
that earnings subject to a federal tax or rebate requirement may be
withdrawn from the Acquisition Fund and used for those tax or
rebate purposes.All taxes collected for and allocated to the
payment of the principal of and interest on the Bond shall be
deposited in the Bond Fund.
section 14.Approval of Bond Purchase Offer.Seattle-First
National Bank of Seattle,washington,has presented a purchase
offer (the "Bond Purchase Offer")to the city offering to purchase
the Bond under the terms and conditions provided in such Offer,
which written Offer is on file with the city Clerk and is
incorporated herein by this reference.The City Council finds that
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accepting the Bond Purchase Offer is in the City's best interest
and therefore accepts the same.
The Bond will be printed at city expense and will be delivered
to the purchaser in accordance with the Bond Purchase Offer,with
the approving legal opinion of Foster Pepper &Shefelman,municipal
bond counsel of Seattle,Washington,regarding the Bond.Bond
counsel shall not be required to review and shall express no
opinion concerning the completeness or accuracy of any official
statement,offering circular or other sales material issued or
used in connection with the Bond,and bond counsel's opinion shall
so state.
The proper City officials are authorized and directed to do
everything necessary for the prompt delivery of the Bond to the
purchaser and for the proper application and use of the proceeds of
the sale thereof.
section 15.Effectiye Date of Ordinance.This ordinance
shall take effect and be in force from and after its passage and
five days following its pUblication as required by law.
PASSED by the city Council at a regular open public meeting
thereof,this 23rd day of August,1993,an
APPROVED AS TO FORM:
city Attorney
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Mayor
by the Mayor.