HomeMy WebLinkAboutO-2081 - Bond issuance (Special)CITY OF MARYSVILLE,WASHINGTON
ORDINANCE NO.2-0[5;/
AN ORDINANCE of the City of Marysville,Washington,
relating to contracting indebtedness;authorizing the
issuance of limited tax general obligation bonds to pay
the cost of improvements to Cedarcrest Golf Course;
authorizing the issuance of a Limited Tax General
obligation Bond Anticipation Note,J.996 (Line of credit),
in the aggregate principal amount of not to exceed
$3,750,000 to pay those costs pending the issuance of
those bonds or other sources of repayment;fixing the
date,interest rate,form,maturity,terms,covenants and
uses of the proceeds of the note;creating a note
redemption account and a project account;and providing
for the delivery of that note to Bank of America NW,
N.A.,doing business as Seafirst Bank,Seattle,
Washington.
WHEREAS,the city of Marysville,Washington (the "City"),is
in need of making improvement;s to Cedarcrest Golf Course (the
"Projec::t"),the estimated cost of which is $3,750,000,and the City
does not have available sufficient funds to pay the cost;and
WHEREAS,the City has determined it to be in the best interest
of the City that the city borrow money by the issuance of limited
tax general obligation bonds and,pending the issuance of those
bonds,issue short-term obligations in accordance with the
provisions of RCW 39.58.J.70 for the purpose of providing the funds
with which to pay the cost of the Project;and
WHEREAS,Bank of America NW,N.A.,doing business as Seafirst
Bank,has offered to extend a line of credit to the city evidenced
by a limited tax general obligation bond anticipation note under
the terms and conditions set forth herein;NOW,THEREFORE,
THE CITY COUNCIL OF THE CITY OF MARYSVILLE,WASHINGTON,DO
ORDAIN as follows:
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Section 1.Definitions.As used in this ordinance,the
following words shall have the following meanings:
"Bank"means Bank of America NW,N.A.,doing business as
Seafirst Bank,of Seattle,Washington.
"Business Day"means any day which is not a saturday or Sunday
or a day on which commercial banks located in Seattle,Washington,
are closed for business.
"city"means the City of Marysville,Washington.
"Code"means the Internal Revenue Code of 1986,as amended,
and applicable rules and regulations promulgated thereunder.
"Note"means the Limited Tax General Obligation Bond
Anticipation Note,1996 (Line of Credit),of the city in the
principal amount of not to exceed $3,750,000,which is authorized
to be issued by this ordinance.
"Note Account"means that special account of the city created
by this resolution in the previously created Cedarcrest Golf Course
Fund 420 to be known as the Limited Tax General Obligation Bond
Anticipation Note Account,1996 (Line of Credit),created by this
ordinance for the payment of the principal of and interest on the
Note.
"Note Registrar"means the City Finance Director.
"Project"means the improvements to and renovation of
Cedarcrest Golf Course,a municipal golf course owned by the city.
Section 2.Debt capacity.The assessed valuation of the
taxable property within the city as ascertained by the last
preceding assessment for City purposes for the calendar year 1996
is $966,918,566,and the City has outstanding general indebtedness
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evidenced by limited tax general obligation bonds and loans in the
principal amount of $776,859 incurred within the limit of up to
1-1/2%of the value of the taxable property within the city
permitted for general municipal purposes without a vote of the
qualified voters therein,unlimited tax general obligation bonds in
the principal amount of $5,595,202 incurred within the limit of up
to 2-1/2%of the value of the taxable property within the City for
capital purposes only issued pursuant to a vote of the qualified
voters of the City,and the amount of indebtedness for which notes
are authorized herein to be issued is $3,750,000.
section 3.Authorization of Bonds.For the purpose of
providing the funds to pay the cost of the Project,the city shall
issue limited tax general obligation bonds in the amount of
approximately $3,750,000.~uch bonds shall be issued in one or
more series at such times as the city shall deem advisable;shall
be in such denominations and form,shall be tiated,shall bear such
interest rate or rates,shall be payable at such time or times,
shall have such option of payment prior to maturity,shall provide
for such additional funds and accounts and shall contain and be
SUbject to such provisions and covenants as hereafter shall be
provided by ordinance.The general indebtedness to be incurred
shall be within the limit of up to 1-1/2%of the value of the
taxable property within the City permitted for general municipal
purposes without a vote of the qualified voters therein.
section 4.Authorization and Description of Note.For the
purpose of providing the funds with which to pay the cost of the
Project and the costs of issuance and delivery of the Note pending
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the issuance of limited tax general obligation bonds authorized
herein or other sources of repayment,the City may borrow money
from time to time pursuant to a line of credit extended by the Bank
under the terms of its commitment letter dated May 30,1996 (the
"Offer")and consistent with the provisions of this ordinance,and
shall issue the Note in an aggregate principal amount not to exceed
$3,750,000.The general indebtedness to be incurred shall be
within the limit of up to 1-1/2%of the value of the taxable
property within the city permitted for general municipal purposes
without a vote of the qualified voters therein.
The Note shall be designated the Limited Tax General
Obligation Bond Anticipation Note,1996 (Line of Credit);shall be
dated as of its date of delivery to the Bank;shall be in fully
registered form;shall be numbered R-1;and shall mature on
April 30,1997.
The City may make incremental draws upon the Note (the "Loan
Draws")in any amount on any Business Day during the term of the
Note to carry out the purposes of the Note.No Loan Draw may
exceed the total amount of the costs to be paid from such draw,and
the proceeds of each Loan Draw shall be used immediately to pay
those costs.Loan Draws shall be recorded on the Loan Draw Record
attached to the Note,or in such other form as the City and the
Bank may agree.Loan Draws are not SUbject to approval by the
Bank,but shall be limited to an aggregate principal amount of
$3,750,000.
Each Loan Draw shall bear interest at the rate of 54%of the
interest rate designated and published by the Bank as its prime
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rate,as such prime rate may change from time to time (the "Prime
Rate"),and the interest rate to be paid on any Loan Draw shall be
adjusted as of the effective date of any adjustment in the Prime
Rate.Interest on each Loan Draw shall accrue from the date of
that Loan Draw and shall be computed on the principal amount of the
Loan Draw outstanding on the basis of a 360-day year of twelve 30-
day months for the actual number of days the principal amount of
the Loan Draw is outstanding,and shall be payable at maturity or
prior repayment.principal and interest shall be payable as
described in Section 6 below.If the Note is not redeemed when
properly presented at its maturity or call date,the City shall be
obligated to pay interest on the Note at the rate specified above
from and after the maturity or call date until the Note,both
principal and interest,is paid in full or until sUfficient money
for that payment in full is on deposit in the Note Fund.
The city council finds that the fixing of the above interest
rate and rate index is in the best interest of the city and its
taxpayers.
section 5.Designation of Officers to Make Loan Draws.The
city Council has determined it to be in the best interest of the
City that the Finance Director,or such other person as the Finance
Director may designate,is authorized to make Loan Draws against
the Note in the amounts and at the times as he/she may determine,
those Loan Draws to be made in accordance with the terms and
provisions set forth herein.Loan Draws may be made by telephone
or telecopy of the city to the Bank and a transfer of funds shall
be made immediately by the Bank to the City's account.
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section 6.Note Fundi payment of Note.The Note Account is
created in the office of the Finance pirector as a special account
to be known and designated as the Limited Tax General Obligation
Bond Anticipation Note Account,1996 (Line of Credit),and used to
pay principal and interest on the Note.Both principal of and
interest on the Note shall be payable in lawful money of the united
States of America solely out of the Note Fund from the proceeds of
limited tax general obligation bonds or other short-term
obligations to be deposited in such fund or from other money
legally available and to be used therefor.
Principal of and interest on the Note at maturity or prior
repayment is payable at the office of the Fina~ce Director of the
City,who is appointed Note Registrar for the Note,in Marysville,
Washington,upon presentation and surrender of the Note or at such
other place or by such other means as the Finance Director and the
Bank shall agree.
Section 7.Pledge to Redeem Note and Levy Taxes.The City
irrevocably pledges to redeem the Note from the proceeds of a
sufficient amount of limited tax general obligation bonds
authorized herein,from the proceeds of additional short-term
obligations,or from other.money of the city legally available for
such purpose,and to include in its bUdget and levy taxes annually
within the constitutional and statutory tax limitations provided by
law without a vote of the electors of the city on all of the
taxable property within the city in an amount sUfficient,together
with other money legally available and to be used therefor,to pay
when due the principal of and interest on the Note.The full
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faith,credit and resources of the City are pledged irrevocably for
the annual levy and collection of those taxes and the prompt
payment of that principal and interest.
section 8.Prepayment and Redemption Provisions.The city
reserves the right and option to prepay and redeem at any time
prior to its stated maturity date any or all of the principal
amount of the Note outstanding at par plus accrued interest to the
date of prepayment and redemption.written notice to the Bank of
any intended prepayment or redemption of the Note shall not·be
required.Interest on the Note or the portion thereof so prepaid
shall cease to accrue on the date of such prepayment.
section 9.Form and Execution.The Note shall be printed,
lithographed,typed or mUlticopied on good bond paper in a form
consistent with the provisions of this ordinance,shall be signed
by the Mayor and city Clerk,either or both of whose signatures may
be manual or in facsimile,and the seal of the city or a facsimile
reproduction thereof shall be impressed or printed thereon.
The Note shall bear thereon a certificate of Authentication in
the following form,manually signed by the Note Registrar,and only
if so executed shall the Note be valid or obligatory for any
purpose or entitled to the benefits of this ordinance:
CERTIFICATE OF AUTHENTICATION
This Note is the fully registered city of
Marysville,Washington,Limited Tax General Obligation
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Bond Anticipation Note,1996 (Line of Credit),described
in the Note Ordinance.
By -,.---,_----,_
Finance Director
City of Marysville,Washington
Note Registrar
The authorized signing of a certificate of Authentication shall be
conclusive evidence that the Note so authenticated has been duly
executed,authenticated and delivered and is entitled to the
benefits of this ordinance.
Section 10.Registration and Transfer of Note;Note
Registrar.The Note shall be issued to the Bank only in registered
form as to both principal and interest and recorded on the books or
records maintained by the Note Registrar (the "Note Register").
The Note Register shall contain the name and mailing address of the
owner of the Note.The Note may not be assigned or transferred by
the Bank,except that the Bank may assign or transfer the Note to
any successor to the business and assets of the Bank.When the
Note has been paid in full,both principal and interest,the Note
shall be surrendered by the Bank to the Note Registrar,who shall
cancel the Note.
The Note Registrar shall keep,or cause to be kept,at his
office,sufficient books for the registration of the Note.The
Note Registrar shall serve as the city's authenticating trustee,
transfer agent,registrar and paying agent for the Note and shall
comply fully with all applicable federal and state laws and
regulations respecting the carrying out of those duties.The Note
Registrar is authorized,on behalf of the City,to authenticate and
deliver the Note in accordance with the provisions of the Note and
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this ordinance,to serve as the City's paying agent for the Note
and to carry out all of the Note Registrar's powers and duties
under this ordinance and City Ordinance No.1405 establishing a
system of registration for the City's bonds and obligations.No
assignment or transfer of the Note shall be effective until the
name of the new owner and the new owner's mailing address,together
with such other information deemed appropriate by the NOte
Registrar,shall be recorded on the Note Register.
The Note shall state on its face that the principal of and
interest on the Note shall be paid only to the owner thereof
registered as such on the Note Register as of the record date set
forth therein and to no other person or entity,and that the Note
may not be assigned except on the Note Register.
Section 11.Preservation of Tax Exemption for Interest on
Note.The city covenants that it will take all actions necessary
to prevent interest on the Note from being included in gross income
for federal income tax purposes,and it will neither take any
action nor make or permit any use of proceeds of the Note or other
funds .of the city treated as proceeds'of the Note at any time
during the term of the Note which will cause interest on the Note
to be included in gross income for federal income tax purposes.
The city also covenants that it will,to the extent the arbitrage
rebate requirement of Section 148 of the Code is applicable to the
Note,take all actions necessary to comply (or to be treated as
having complied)with that requirement in connection with the Note,
inclUding the calculation and payment of any penalties that the
City has elected to pay as an alternative to calculating rebatable
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arbitrage,and the payment of any other penalties if required under
Section 148 of the Code to prevent interest on the Note from being
included in gross income for federal income tax purposes.The City
certifies that it has not been notified of any listing or proposed
listing by the Internal Revenue Service to the effect that it is a
bond issuer whose arbitrage certifications may not be relied upon.
section 12.Designation of Note as a "Oualified Tax-Exempt
Obligation."The City has determined and certifies that (a)the
Note is not a "private activity bond"within the meaning of
Section 141 of the Code;(b)the reasonably anticipated amount of
tax-exempt obligations (other than private activity bonds)which
the City and any entity subordinate to the City (inclUding any
entity which the City controls,which derives its authority to
issue tax-exempt obligations from the City or which issues
tax-exempt obligations on behalf of the City)will issue during the
calendar year in which the Note is issued will not exceed
$10,000,000;and (c)the amount of tax-exempt obligations,
including the Note,designated by the city as "qualified tax-exempt
obligations"for the purposes of Section 265(b)(3)of the Code
during the calendar year in which the Note is issued does not
exceed $10,000,000.The city designates the Note as a "qualified
tax-exempt obligation"for the purposes of Section 265(b)(3)of the
Code.
Section 13.Pro;ect Account;Deposit of Note Proceeds.There
was created and established in the office of the Finance Director
a special fund designated as the Cedarcrest Golf Course Fund 420,
and there is created in that fund a special account to be known ~s
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the Project Account.The Loan Draws shall be paid into the Project
Account and used for the purposes specified in section 4 of this
ordinance.
section 14.Sale of Note.The Bank has submitted an offer to
accept delivery of the Note under the terms and conditions of its
Offer,which Offer is on file with the city Clerk and incorporated
herein by this reference.The city council finds that it is in the
city's best interest that the "Line of Credit with Variable
Interest Rates"terms of such Offer be accepted and accepts the
same,as more fully set forth in the terms of this ordinance.
The Note will be prepared at City expense and will be
delivered to the Bank in accordance with the Offer,with the
approving legal opinion of Foster Pepper &shefelman,municipal
bond counsel of Seattle,Washington,regarding the Note.The
proper City officials are authorized and directed to do everything
necessary for the prompt delivery of the Note to the Bank and for
the proper application and use of the proceeds of the sale thereof.
Section 15.Effective Date of Ordinance.This Qrdinance
shall take effect and be in force from and after its passage and
five (5)days following its publication as required by law.
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cit erk
APPROVED AS TO FORM:
city Attorney
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Mayor