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HomeMy WebLinkAboutR-2431 - Adopting Policy for Right-of-Way ProceduresCITY OF MARYSVILLE Marysville, Washington RESOLUTION NO. ;!... tf-..J / A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF MARYSVILLE, WASHINGTON, ADOPTING POLICIES AND PROCEDURES FOR RIGHT-OF- WAY ACQUISITION AS REQUIRED BY THE WASHINGTON STATE DEPARTMENT OF TRANSPORTATION AND AUTHORIZING THE MAYOR TO EXECUTE DOCUMENTS NECESSARY TO OBTAIN SUCH RIGHTS-OF- W A Y WHEN THE COST OF ACQUISITION IS LESS THAN $75,000.00. WHEREAS, when right-of-way is acquired using federal grant funds, the City must conform with federal regulations; and WHEREAS, the Washington State Department of Transportation (WSDOT) has policies that conform with applicable state and federal regulations; and WHEREAS, to fulfill these requirements the City must acquire rights-of-way and real property in accordance with the policies set forth in the WSDOT Right-of-Way Manual and the Local Agencies Guidelines Manual; and WHEREAS, adopting WSDOT documents --LPAOOI -ROW Procedures & Staff Experience and LPA003 -Waiver of Appraisal Procedure-is necessary to comply with these requirements; and WHEREAS, adopting policies and procedures for right-of-way acquisition and administrative settlements is also necessary to comply with these requirements; and WHEREAS, to expedite the acquisition of real property and interests in real property for right-of-way, the City Council authorizes the Mayor to execute all necessary documents to transfer ownership when the compensation paid for such property is less than $75,000.00; and WHEREAS, adopting the Right of Way Acquisition Administrative Settlement Policy & Procedures for Marysville will enhance the City's ability to relieve traffic congestion and improve its transportation network. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF MARYSVILLE that WSDOT documents --LPAOOl -ROW Procedures & Staff Experience and LPA003 -Waiver of Appraisal Procedure attached as Exhibits A and Bare adopted for use by the City. BE IT FURTHER RESOLVED BY THE CITY COUNCIL OF THE CITY OF MARYSVILLE that the City Council authorizes the Mayor to execute all necessary documents to transfer ownership when the compensation paid for such property is less than $75,000.00. SL'i\ Ii c 'T TO REQUIREMENTS LTSTF.D TN R1Gff1 Ul· WAl PKuCEDURES A.l-'PROVAL Lb'fTER BE IT FURTHER RESOLVED BY THE CITY COUNCIL OF THE CITY OF MARYSVILLE that the Right of Way Acquisition Administrative Settlement Policy & Procedures attached as Exhibit C is adopted for use by the City. . ADOPTED by the City Council at an open public meeting this __ I _I __ day of De/c ervt~Je v-, 2011. CITY OF MARYSVILLE Attest: B ~-. 1.Vlt\_~ &2_() c_~ Y---+-+--------------A -8 .2..BR:fEN; DEPUTY CITY CLERK JI Vlt'\ ... 3Llit~-~ Approved as to form : ~-~ By __ -T'-----1--"----------- S1TFUFi:'T TO REQUIREMENTS LISTFJ) IN ~v;·. 1 · ·, ... 1 l{UCEDURE::> A.l:'PRUYAL Lb l"'fER Washington State Department of Transportation Mr. Kevin Nielsen Public Works Director City of Marysville 80 Columbia A venue Marysville, Washington 98270-5130 January 31 , 2018 City of Marysville Transportation Building 310 Maple Park A ·enue S.E. P.O. Box 4 7300 Olympia, '.','A 98504-7300 360-705-7000 TIY: 1-800-833-6388 w· N.wsdot. ,a.go, Updated Right of Way Procedures Dear Mr. Nielsen: On December 20, 2017, the Local Programs Right of Way Section received the City's updated Right of Way (ROW) Procedures. These updated ROW procedures are approved, and supersede and replace the previous procedures subject to the following requirements: 1. Kevin Nielsen, P.E., Public Works Director and Jeff Laycock, P.E., City Engineer are approved to perform the Program Administration function, which includes oversight of hired ROW consultants, review and approval of recommended actions and payments, review and preliminary approval of administrative settlements, and authorization of just compensation including approval of Administrative Offer Summaries (AOS). 2. Appraisals and appraisal reviews must be contracted for with the Washington State Department of Transportation (WSDOT) or consultant on WSDOT's approved qualified appraiser/reviewer list. 3. All acquisition work must be contracted for with qualified consultants, other agencies with qualified staff or WSDOT. Since the City has no experienced staff to oversee the acquisition process, the City must have direct supervision from the LAC. At a minimum, the LAC must be provided the opportunity to review all parcel files prior to first offers being made to the property owners. To avoid a conflict of interest, acquisition agents are only approved to acquire property valued at $10,000 or less if they also prepare the Administrative Offer Summary (AOS). 4. All relocations must be contracted for with qualified consultants, other agencies with qualified staff or WSDOT. Any relocation consultant must be monitored by the LAC. For any projects involving relocation, the City must provide confirmation they have an approved relocation appeal procedure in place prior to starting relocation activities. City of Marysville January 31, 2018 Page 2 5. Gloria Hirashima, Chief Administrative Officer; Kevin Nielsen, P.E., Public Works Director; Sandy Langdon, Finance Director; Jon Walker, City Attorney; Jeff Laycock, P.E., City Engineer; Steve Miller, P.E., Project Manager; and Jay Cooke, P.E., Adam Benton, Kyle Hays, and Kyle Woods, Project Engineers are approved to perform Property Management functions. The City is approved to use the Federal Highway Administration approved waiver process of $25,000 or less, including cost to cure items in which it is not required to offer appraisals for values at $10,000 or less. It is requested that the City work closely with the region LAC early and throughout the right of way process to ensure that all necessary procedures are followed on any federal-aid projects. In particular, the City must notify the Region LAC prior to contracting with consultants to initiate the process. When staffing changes occur, an updated list must be submitted for approval prior to commencement of any right of way work. If you have any questions regarding the requirements, please contact David Narvaez, Northwest Region LAC at (206) 440-4205, or Mehrdad Moini, Northwest Region Local Programs Engineer at (206) 440-4 734. DN:ac Enclosures Dianna Nausley )(/~ Right of Way Manager Local Programs cc: Mehrdad Moini, Northwest Region Local Programs Engineer, MS NB82-121 David Narvaez, Northwest Region, MS NB82-121 Right of Way Procedures The City of Marysville, hereinafter referred to as "AGENCY", desiring to acquire real property (obtain an interest in, and possession of, real property) in accordance with the Uniform Relocation Assistance and Real Property Acquisition Policies Act and applicable federal regulations (49 CFR Part 24) and state law (Ch. 8.26 RCW), and state regulations {Ch. 468-100 WAC) hereby adopts the following procedures to implement the above statutes and Washington Administrative Code. The AGENCY is responsible for the real property acquisition and relocation activities on projects administered by the AGENCY. To fulfill the above requirements the AGENCY will acquire right-of-way {ROW) in accordance with the policies set forth in the Right of Way Manual M 26-01 and Local Agency Guidelines. The AGENCY has the following expertise and personnel capabilities to accomplish these functions: 1. The following relate to the AGENCY's request. a. Below is a list of responsible AGENCY individual names and positions, for which the AGENCY has qualified staff to perform the specific right-of-way function(s). Attached are resumes for each individual AGENCY staff listed to perform those functions below, and a brief summary of their qualifications pertaining to the specific ROW function(s) for which they are listed. The procedures shall be updated whenever staffing changes occur. The AGENCY will be approved to acquire based upon staff qualifications. i. PROGRAM ADMINISTRATION : Oversee delivery of the R/W Program on federal aid projects for the agency. Ensures R/W functions are carried out in compliance with federal and state laws, regulations, policies and procedures. Responsibilities/Expectations: • Ensures agency's approved R/W Procedures are current, including staff qualifications, and provides copies to consultants and agency staff; • Oversight of ROW consultants; o use of consultant contract approved by WSDOT (under construction) o management of ROW contracts o management of ROW files o reviews and approves actions and decisions recommended by consultants o Overall responsibility for decisions that are outside the purview of consultant functions • Sets Just Compensation prior to offers be ing made; • Approves administrative offer summaries per policy; • Ensure agency has a relocation appeal process in place prior to starting relocation activities; • Oversight of Administrative Settlements; • Obligation authority for their agency; • Obtain permits (Non-Uniform Relocation Act (URA)); • Ensures there is a separation of functions to avoid conflicts of interest. • Verifies whether or not ROW is needed, and that the property rights and/or interests needed are sufficient to construct, operate and maintain the proposed projects (see Appendix 25.176). Public Works Director, City Engineer City of Marysville Right of Way Procedures {Insert Name and Title of AGENCY Posit ion above & attach resume of qualifications) -='ff> ~r=--e·r-~' fr"~" l '".,...r.n "' S lJKJ r.~ l l '-'\.<! 1'-Ln •J• • 1 .1 ,..1 • • · ' RlGH'f Ur WAY PROCEDURES APPRO VAL Lbl'TER Page 1 of4 ii. APPRAISAL Prepare and deliver appraisals on federal aid projects for the agency. Ensures that appraisals are consistent and in compliance with state and federal laws, regulations, policies and procedures. Responsibilities/Expectations: • Use only qualified agency staff approved by WSDOT to perform appraisal work; • Use appraiser from WSDOT's Approved Appraiser List if agency does not have qualified staff; • Prepare Project Funding Estimates (PFE) or, when applicable, True Cost Estimates (TCE); • Prepare Administrative Offer Summaries (AOS or Appraisal Waiver); • Obtain specialist reports; • Coordinate with engineering, program administration, acquisition, relocation, and/or property management as necessary. Consultant {Insert Name and Title of AGENCY Position above & attach resume of qualifications) iii. APPRAISAL REVIEW: Review appraisals on federal aid projects for the agency to make sure they are adequate, reliable, and have reasonable supporting data, and approve appraisal reports. Ensures appraisals are adequately supported and represent fair market value and applicable costs to cure and are completed in compliance with state and federal laws, regulations, policies and procedures. Responsibilities/Expectations: • Use only qualified agency staff approved by WSDOT to perform appraisal review work; • Use review appraiser from WSDOT's Approved Appraiser List if agency does not have qualified staff; • Ensures project wide consistency in approaches to value, use of market data and costs to cure; • Coordinate with engineering, program administration, acquisition, relocation, and/or property management as necessary. Consultant {Insert Name and Title of AGENCY Position above & attach resume of qualifications) iv. ACQUISITION: Acquire, through negotiation with property owners, real property or real property interests (rights) on federal aid projects for the agency. Ensures acquisitions are completed in compliance with federal and state laws, regulations, and policies and procedures. Res po nsibil ities/Expectations: City of Marysville • Use only qualified staff to perform acquisition activities for real property or real property interests, including donations; • To avoid a conflict of interest, when the acquisition function prepares an AOS, only acquires property valued at $10,000 or less; • Provide and maintain a comprehensive written account of acquisition activities for each parcel; Page 2 of4 Right of Way Procedures SURTF.CT TO REQUIREMENTS Lis l 1·.n IN RIGH'l' Ul; WAY Pl<.OCEDURES APPROVAL LETTER • Prepare administrative settlement justification and obtain approval; • Prepare Project Funding Estimates (PFE) or, when applicable, True Cost Estimates (TCE); • Prepare Administrative Offer Summaries (AOS or Appra isal Waiver); • Review title, and recommend and obtain approval for acceptance of encumbrances; • Ensu re acqu isition documents are consistent with ROW plans, valuation, and title reports; • Provide a negotiator disclaimer; • Coordinate with engineering, program administration, appraisal, relocation, and/or property management as necessary; • Maintain a complete, well organ ized parcel f ile for each acquisition. Consultant (Insert Name and Title of AGENCY Position above & attach resume of qualifications) v . RELOCATION : Provide relocation assistance to occupants of property considered displaced by a federally funded projects for the agency. Ensures relocations are completed in compliance with federal and state laws, regulations, policies and procedures. Responsibilities/Expectations: • Prepare and obtain approval of relocat ion plan prior to starting relocation activities; • Confirm relocation appeal procedure is in place; • Provide requ ired notices and advisory services; • Make calculations and provide recommendations for agency approving authority prior to making payment; • Provide and maintain a comprehensive written account of relocation activities for each parcel; • Coordi nate w ith engineering, program administration, appraisal, acquisition, and/or property management as necessary; • Maintain a complete, well organized parcel file for each displacement; • Ensure occupants and personal property is removed from t he ROW. Cons ultant (Insert Name and Title of AGENCY Position above & attach resume of qualifications) vi. PROPERTY MANAGEMENT: Establish property management policies and procedures that will assure control and administration of ROW, excess lands, and improvements acquired on federal aid projects for the agency. Ensures property management activities are completed in compliance with federal and state laws, regulations, policies and procedures. Responsibilities/Expectations: City of Marysville • Account for use of proceeds from the sale/lease of property acquired with federal funds on other title 23 eligible activities; • Keep R/W free of encroachments; • Obtain WSDOT/FHWA approval for change in access control along interstate; • Maintain property records; • Coordinate with engineering, program administration, appraisal, acquisition, and/or property management as necessary; Page 3 of4 Right of Way Procedures SllH.l f~C l"'IU K~~UlKhMt:.N 1:s LJ:->11:1 11'l RIGHT UF WAY PROCEDURES APPROVAL LETTER • Maintain a complete, well organized parcel file for each displacement; • Ensure occupants and personal property is removed from the ROW. Chief Administrative Officer, Public Works Director, Finance Director, City Attorney, City Engineer, Project Manager, Project Engineer (Insert Name and Title of AGENCY Position above & attach resume of qualifications) b. Any functions for which the AGENCY does not have qualified staff, the Agency will contract with another local agency with approved procedures, an outside contractor, or the Washington State Department of Transportation (WSDOT}. An AGENCY that proposes to use outside contractors for any of the above functions will need to work closely with the WSDOT Local Agency Coordinator (LAC} and Local Programs to ensure all requirements are met. When the AGENCY proposes to have a staff person approved to negotiate who is not experienced in negotiation for FHWA funded projects, the LAC must be given a reasonable opportunity to review all offers and supporting data before they are presented to the property owners. c. An AGENCY wishing to take advantage of an Appraisal Waiver (aka Administrative Offer Summary or AOS) procedure on properties valued up to $25,000 or less should make their proposed waiver procedure a part of these procedures. The procedure outlined in LAG manual has already been approved using form LPA-003. The AGENCY may submit a procedure different than that shown and it will be reviewed and approved if It provides sufficient information to determine value. d. Attached is a copy of the AGENCY's administrative settlement procedure showing the approving authority(s} and the procedure involved in making administrative settlements. 2. All projects shall be available for review by the FHWA and WSDOT at any time and all project documents shall be retained and available for inspection during the plan development, right-of-way and construction stages, and for a three year period following acceptance of the projects by WSDOT. 3. Approval of the AGENCY's procedures by WSDOT may be rescinded at any time the AGENCY is found to no longer have qualified staff or is found to be in non-compliance with the regulations. The rescission may be applied to all or part of the functions approved. JonN~ City of Marysville Right of Way Procedures Washington State Department of Transportation Date I / SU~.TECT TO REQUIREMENTS LISTED IN RIGHT Ut WAY PROCEDURES APPROVAL LETTER Page4of4 EXHIBIT A SURJECT TO REQUIREMENTS LTSTEn l"I RIGBT Ul' WAY PROCEDURES APPROVAL Ll~!TER WAIVER OF APPRAISAL PROCEDURE The City of Marysville, hereinafter referred to as "AGENCY,,, desiring to acquire Real Property according to 23 CFR, Part 635, Subpart C and State directives, and desiring to take advantage of the $25,000.00 appraisal waiver process approved by the Federal Highway Administration (FHWA) for Washington State, hereby agrees to follow the procedure approved for the Washington State Department of Transportation (WSDOT) as follows: A B. c. D. Procedures A B. c. The AGENCY may elect to waive the requirement for an appraisal if the acquisition is simple and the compensation estimate indicated on the Project Funding Estimate (PFE) is $25,000.00 or less including cost-to cure items. A True Cost Estimate shall not be used with this procedure. The AGENCY must make the property owner(s) aware that an appraisal has not been completed on the property for offers $10,000 or less. The AGENCY must make the property owner(s) aware that an appraisal has not been completed on the property for offers over $10,000 and up to $25,000, and that an appraisal will be prepared ifrequested by the property owner( s). Special care should be taken in the preparation of the waiver. As no review is mandated, the preparer needs to assure that the compensation is fair and that all the calculations are correct. An Administrative Offer Summary (AOS) is prepared using data from the PFE. The AOS is submitted to the Public Works Director for approval. The Public Worlcs Director signs the AOS authorizing a first offer to the property owner(s). CITY OF MARYSVILLE APPROVED: £·· ( l~~ City of Marysville Page 1of1 Waiver of Appraisal Procedure SURJH'T TO RF.OlTTREMP.NT~ T .T~TPf) T~ RIGHT U1· \Yiu l '1{v.....:1..:.UU1~LS Ah!l,U'vi\L Lc11ER EXHIBIT B Slfi~Tf":\"!' Tn nEQUIREMENTS LISTED IN RIGLl' Lr \',/,\ I 1.:.vCi:.DURES APPROVAL LETTER 2010 -Present 2001-Present 2015 -Present 2000 -Present 2007 -Present 2017-Present 2016 -Present 2016 -Present 2017 -Present 2006 -Present CITY OF MARYSVILLE RIGHT-OF-WAY PROCEDURES RELEVANT EXPERIENCE Gloria Hirashima, Chief Administrative Officer Provided oversight of right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Kevin Nielsen, P.E., Public Works Director Provided oversight of right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Jon Walker, City Attorney Provides legal review and process for right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Sandy Langdon, Finance Director Provides fiscal and administrative oversight of right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Jeff Laycock, P.E., City Engineer Provided oversight of right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Steve Miller, P.E., Project Manager Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Jay Cooke, P.E., Project Manager Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Adam Benton, Project Engineer Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Kyle Hays, Project Engineer Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. Kyle Woods, Project Engineer Coordinated right-of-way acquisitions and negotiations performed by City staff and consultants on federal-aid projects. SUR.TEr.T TO REQUIREMF.NTS I ''> ...... r"'l l!\J RIGHT 01· WAY PROCEDURES AP.Pl<.UVAL Lbi ibR EXHIBIT C SFRlPf'T 'f'("l RRQUlRRf\.1Pl\!T9 T rr:-rr r~ ''I RlClll r Ul \V,\Y PK\J\;til-HJlU .. S APl'L~YVHL b bl u~R RIGHT OF WAY ACQUISITION ADMINISTRATIVE SETTLEMENT POLICY & PROCEDURES The City of Marysville hereby agrees to implement the following policy and procedures to expedite the acquisition of real property by agreements with owners and to avoid litigation and relieve congestion in the courts. It is the city's intent to make every reasonable effort to expeditiously acquire real property by negotiation. Furthermore, the City of Marysville recognizes the inexact nature of the process by which just compensation is determined. Therefore, the implementation of the policies and procedures set forth are necessary in resolving differences with property owners: 1. Any administrative or stipulated settlement, which exceeds the fair market value, must be well documented, thoroughly justified, and the rationale set forth in writing. 2. The extent of written explanation is a matter of judgment and should be consistent with the circumstances and the amount of money involved. It must analyze the specific parcel in the context of the project. 3. The chief administrative officer and public works director each have authority to approve administrative settlements within 10% of the fair market value. 4. The City Council has authority to approve administrative settlements above 10% of the fair market value, when it is determined that such action is in the public interest. 5. If the compensation paid to acquire property or any interest in property for right-of- way purposes is less than $75,000.00, the mayor has authority to approve administrative settlements above 10% of the fair market value, when he or she determines that such action is in the public interest, and to execute all deeds and other documents necessary to acquire property or any interest in property for right-of-way purposes. 6. In arriving at a determination to approve an administrative settlement, full consideration will be given to all pertinent information, including: (a) The negotiator's recorded information, including parcel details, estimates, bids, research information, all available appraisals, including the owner's, and the owner's rationale for increased compensation as well as the probable range of value if the matter was to go to trial in an eminent domain/condemnation action. (b) The ability to acquire the property, or possession, through the condemnation process to meet the construction schedule. (c) The negotiator's recorded information, including parcel details, estimates, bids, research information, City of Marysville Page 1 of2 Administrative Settlement Procedures SUBJECT TO REQUIREMENTS T T"Trn TN RIGHT Ul' WAY PKuCEDUKE:.> Ai'Pl<.lJV;-,L .1-.r.:.~ !'ER (d) Recent court awards in cases involving similar acquisition and appraisal problems. (e) Likelihood of obtaining an impartial jury in local jurisdictions, opinion of legal counsel where appropriate. (f) Estimate of trial cost weighed against other factors. Approved by: a~~ Jon Nehring, Mayor / Attest: ·April-0 2-Brien, Deputy City Clerk ll rlt'\... t3 ~ l. ~ Date Date 12-/ i l) 11 City of Marysville Date Page 2 of2 Administrative Settlement Procedures SUBJf.C"f TO REQUIREMENTS LISTFD I~ RIGHT Of WAY PKOCEDURES APP!~UV~{--J;-t-fl P&