HomeMy WebLinkAbout2241 - King County - Agreement - Homeland Security CCTA Support GrantKing County Agreement No. FFY16-CCTA-MARYSVILLE PD
KING COUNTY GRANT AGREEMENT
FOR FFY16 HOMELAND SECURITY GRANT, PROGRAM TO PREPARE COMMUNITIES FQR
COMPLEX COORDINATED TERRORIST ATTACKS
THIS AGREEMENT is a subaward entered into by KING COUNTY (the "County"), and Marysville
Police Department (the "Subrecipient"), whose address is 1635 Grove Street NE. Marvsville, WA
98270.
WHEREAS, the funding source of this grant is the federal fiscal year (FFY) 2016 Program to Prepare
Communities for Complex Coordinated Terrorist Attacks (CCTA), Catalog of Federal Domestic
Assistance (CFDA) # 97.133 -Preparing for Emergency Threats and Hazards, and
WHEREAS, the County desires to have certain services performed by the Subrecipient as described
through this subaward of funds pursuant to this Agreement;
NOW THEREFORE, in consideration of payments, covenants, and agreements hereinafter
mentioned, to be made and performed by the parties hereto, the parties covenant and do mutually
agree as follows:
Federal Award Identification
Department I Division Department of Executive Services Office of Emen::iencv ManaQement
Subrecipient Marysville Police Department
Project Title CCTA Training & Exercise Program Participant Suooort Costs Grant
Subaward Agreement The County shall reimburse the Subrecipient in an amount to be determined
Amount$ upon Acceptance of the Work specified in this AQreement.
Subaward Agreement Period
13/1/2019
Subaward Agreement Period
of Performance Start Date: of Performance End Date: 7/31/2020
Data Universal Numbering System I 076658730000 (DUNS) Tax ID Number (TIN) 916001459
Federal Award Identification # EMW-2016-GR-00145-801 Federal Award Date 9/1/2017
US Dept of
Total Federal Award Amount $1 516 723.00 Federal Fundina Authoritv Homeland Securitv
Purpose & Description: The Fiscal Year (FY) 2016 Program to Prepare Communities for Complex Coordinated Terrorist Attacks .
(CCTA Program) provides funding to local. state. tribal, and territorial jurisdictions of different types. sizes. and capabilities to
improve their ability to prepare for, prevent, and respond to complex coordinated terrorist attacks in collaboration with the whole
community. The whole community approach aims to include individuals and communities, the private and nonprofit sectors, faith-
based organizations, and all levels of government (local, regional/metropolitan, state, tribal, territorial, insular area, and Federal).
The FY 2016 CCTA Program also focuses on developing regional partnerships intended to strengthen the applicant's capacity for
building and sustaining capabilities specific to identifying gaps, planning, training, and exercises associated with preparing for,
preventing, and responding to a complex coordinated terrorist attack. This Agreement establishes criteria for reimbursement to
the subrecipient for employee overtime costs an aQency may incur when participatinQ in CCTA ProQram traininQs and exercises.
I. EXHIBITS
The Subrecipient shall provide services and comply with the requirements set forth
hereinafter and in the following attached exhibits, which are incorporated herein by
reference:
Certificates of Insurance/Endorsements Attached hereto as Exhibit A
~~~~~~~~~~~~~~~~~~~
Subreclpient Agreement# FFY16-CCTA-Marysville PD ORIGINAL Page 1of20
11. AGREEMENT PERFORMANCE PERIOD
This Agreement shall commence on the 1st day of March 2019, and shall terminate on the
31st day of July 2020 (Agreement End Date), unless extended or terminated earlier, pursuant
to the terms and conditions of this Agreement.
All work under this Agreement must end on or before the agreement end date.
Ill. AGREEMENT REPRESENTATIVES
King County's Program Coordinator for this Agreement is Ted Toet at the King County Office
of Emergency Management. The Program Coordinator is responsible for monitoring the
performance of the Subrecipient, approving actions by the Subrecipient when required by
this Agreement, approving Reimbursement Requests submitted by the Subrecipient, and
accepting reports submitted by the Subrecipient.
The Subrecipient's representative for this Agreement is Jeff Goldman, who will be the
contact for all communications regarding this Agreement.
Any notice required or permitted under this Agreement shall be deemed sufficiently given or
served if sent to King County or the Subrecipient by U.S. mail, fax, or email at the addresses
provided below:
If to King County:
If to the Subrecipient:
Ted Toet
King County Office of Emergency Management
3511 NE Second Street
Renton, WA 98056
PH: 206-296-3830
theodore.toet@kingcounty.gov
Jeff Goldman
Marysville Police Department
1635 Grove ST NE
Marysville, WA 98270
PH: 360-363-8300
jdgoldman@marysvillewa.gov
Any time within which a party must take some action shall be computed from the date that
the notice is received by said party.
IV. SCOPE OF WORK
The Subrecipient agrees to participate in the CCTA grant through selection and approval of
its personnel to attend and participate in trainings and exercises provided by the County
through the CCTA grant. The Subrecipient agrees that its personnel will attend trainings and
exercises in each of the Counties in the Tri-County region (King County, Snohomish County,
and Pierce County). The Subrecipient further agrees that after each training and exercise,
its personnel will attend a meeting on the After Action Report and participate in completion of
the After Action Report and Implementation Plan, as required by the CCTA grant.
For participation in the trainings and exercises, the Subrecipient will be eligible for
reimbursement as follows:
A. Overtime and Backfill-Related Overtime: Overtime and backfill-related overtime costs
associated with sending personnel to trainings and exercises in accordance with the following:
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a. Overtime. These expenses are limited to the additional costs that result from
Subrecipient personnel working over and above 40 hours of weekly work time
specifically related to approved activities specified under this Agreement and in
accordance with grant guidelines. Overtime associated with any other activity is not
allowable.
b. Backfill-related overtime. These expenses are limited to overtime costs that result from
Subrecipient personnel who are working overtime (as identified above) to perform
duties of other personnel, who are supporting approved activities specified under this
Agreement and in accordance with grant guidelines, outside of their core
responsibilities. Backfill-related overtime only includes the difference between the
overtime rate paid and what would have otherwise been paid to the backfilling
employee for regular time.
c. The entire amount of backfill or overtime expense that may result from the Subrecipient
adding a new employee or employees is unallowable. Reimbursement will not be made
for overtime or backfill-related overtime expenses resulting from an increase in full time
employees.
d. Rates paid shall be in accordance with the Subrecipient's policies and procedures.
e. Recipients seeking to claim overtime or backfill costs will be required to submit
verification as outlined in Section V.
B. OT Fringe Benefits. Fringe benefits (such FICA, L&I, Retirement) for allowable Subrecipient
personnel and only for the percentage of time devoted to the approved activity under this
Agreement.
C. Travel Costs. Domestic travel costs (airfare, mileage, per diem, hotel, etc.) are allowed, with
prior written approval and availability of funding for employees approved to attend and
participate in trainings and exercises. Costs shall be in accordance with applicable laws and
regulations.
D. Unallowable Overtime or Backfill Related Overtime costs:
1. Overtime or backfill expenses which are the result of an increase in full time
employee(s).
2. Regular Salary and Fringe Benefits costs of personnel to attend and participate in
trainings and exercises.
V. REIMBURSEMENT AND METHOD OF PAYMENT
A. Both parties understand that the amount of reimbursement to be paid to the Subrecipient is
contingent upon the Subrecipient's performance and compliance with this Agreement,
including Subsection IV of this Agreement (Scope of Work) and the availability of CCT A
funding, and that no fixed amount of reimbursement is committed at the time that this
Agreement is executed.
B. The parties understand that reimbursement will occur as the CCTA trainings and exercises are
completed. Reimbursement requests are subject to the authorization of the County CCTA
Program Coordinator. Reimbursement for eligible costs shall be processed and are eligible for
payment upon receipt of a properly completed KCOEM CCTA Reimbursement Request.
C. The KCOEM CCTA Reimbursement Request shall be submitted no later than fifteen (15) days
following the end of the month in which the training or exercise event(s) occurred.
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D. Supporting documentation is required for all expenditures for reimbursement and shall include
the following:
1. A detailed listing of employees, dates of service, hours of time, costs for overtime
and/or backfill, and the approved activities under this Agreement; and
2. If applicable, travel related receipts required for proof of expenditure, such as, hotel
receipts and copies of paid employee expense claims.
E. The County may require the Subrecipient to document that grant funds are not being used to
replace or supplant existing funding.
F. The final reimbursement request must be submitted to the County no later than thirty (30) days
from the Agreement end date, as specified in Section II, Grant Agreement Performance
Period. The maximum amount of all reimbursement requests permitted to be submitted under
this Agreement, including the final reimbursement request, is limited to and shall not exceed
an amount the County deems appropriate considering factors including but not limited to the
number of Subrecipients and personnel participating in exercises and training under this
Agreement.
G. Payment will be considered timely if mailed or transferred by the County to the Subrecipient
within thirty (30) days after receipt of a properly completed KCOEM CCTA Reimbursement
Request. Payment will be sent to the address designated by the Subrecipient on the KCOEM
CCTA Reimbursement Request form. The County may, at its sole discretion, withhold
payments claimed by the Subrecipient for services rendered if the County has determined that
the Subrecipient has failed to satisfactorily comply with any term or condition of this
Agreement.
H. The County does not incur liability for any payment to the Subrecipient that is subsequently
disallowed by State or Federal granting agencies. The County reserves the right to withhold or
recoup payment for work or activities determined by funding agencies to be ineligible for
reimbursement.
VI. REPORTING REQUIREMENTS
A. The Subrecipient shall ensure that it complies with all fiscal reporting requirements for
of this Agreement, including, reporting on the Schedule of Expenditure of Federal
Awards (SEFA) in its Single Audit, if applicable.
VII. MAINTENANCE OF RECORDS
A. The Subrecipient shall maintain accounts and records related to any reimbursed
overtime and/or backfill for overtime costs authorized under this agreement, to include
personnel, financial, and programmatic records and other such records as may be
deemed necessary by the County to ensure proper accounting for all Agreement funds
and compliance with this Agreement.
B. These records shall be maintained for a period of six (6) years from the date that the
grant is closed. The County will notify the Subrecipient of the date the grant is closed. If
any litigation, claim, or audit is started before the expiration of the six (6) year period,
the records shall be retained until final resolution of all litigation, claims, or audit
findings involving the records.
C. The Subrecipient shall inform the County in writing of the location, if different from the
Subrecipient address listed on page two (2) of this Agreement, of the aforesaid
accounts, programmatic records, documents, and other evidence and shall notify the
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County in writing of any changes in location within ten working days of any such
relocation.
D. The Subrecipient must have a publically-available policy that describes what
Personally Identifiable Information (Pll) is collected, how the Pll is used, whether the
Pl I is shared with third parties, and how individuals may have their Pl I corrected as
necessary.
E. This Agreement shall be considered a public document and will be available for
inspection and copying by the public in accordance with the Public Records Act,
chapter 42.56 RCW.
VIII. EVALUATIONS AND INSPECTIONS
A. The Subrecipient shall provide right of access to its facilities to the County, the state,
and/or federal agencies or officials at all reasonable times in order to monitor and
evaluate the services provided under this Agreement. The County shall give advance
notice to the Subrecipient in the case of Subrecipient monitoring reviews to be
conducted by the County.
B. The records and documents with respect to all matters covered by this Agreement shall
be subject at all time to inspection, review, or audit by the County and/or federal/state
officials so authorized by law during the performance of this Agreement and six (6)
years from the date that the grant is closed. The County will notify the Subrecipient of
the date the grant is closed. If any litigation, claim, or audit is started before the
expiration of the six (6) year period, the records shall be retained until final resolution of
all litigation, claims, or audit findings involving the records.
C. The Subrecipient agrees to cooperate with the County or its agent in the evaluation of
the Subrecipient's performance under this Agreement and to make available all
information reasonably required by any such evaluation process. The results and
records of said evaluations shall be maintained and disclosed in accordance with RCW
Chapter 42.56.
IX. ADMINISTRATIVE REQUIREMENTS
A. The Subrecipient shall comply with all applicable local, state and federal laws. Local
and state procurement and contracting regulations take precedence over these
requirements when local and state regulations are more stringent.
B. The Subrecipient shall comply with the regulations and program guidance identified or
referenced in the Fiscal Year (FY) 2016 Program to Prepare Communities for Complex
Coordinated Terrorist Attacks (CCTA) Notice of Funding Opportunity Announcement
(NOFO) DHS-16-NPD-133-00-01, which can be found at http://www.fema.gov/grants,
and is hereby incorporated in and made a part of this Agreement.
C. The Subrecipient shall comply with the Administrative Requirements and Cost
Principles: 2 CFR 200 Uniform Administrative Requirements, Cost Principles, and Audit
Requirements for Federal Awards.
D. The County is not responsible for advising the Subrecipient about, or determining the
Subrecipient's compliance with , applicable laws, regulations, and policies.
E. In the event of the Subrecipient's noncompliance or refusal to comply with any
applicable law, regulation or policy, the County may rescind, cancel, or terminate the
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contract in whole or in part. The Subrecipient is responsible for any and all costs or
liability arising from the Subrecipient's failure to comply with applicable law, regulation
or policy.
F. In the event of a conflict between any of the language contained in any exhibit or any
attachment to this Agreement, the language in the Agreement shall have control over
the language contained in the exhibit or the attachment, unless the parties affirmatively
agree in writing to the contrary.
X. ADDITIONAL REQUIREMENTS
A. For CCT A trainings and exercises that the Subrecipient has participated in and is
seeking reimbursement for under this Agreement, the Subrecipient shall contribute to
an After Action report and an Improvement Plan.
B. Grant funds may not be used to replace or supplant existing funding.
C. The Subrecipients must acknowledge their use of federal funding when issuing
statements, press releases, and other documents describing the Subrecipient's
participation activities funded in whole or in part with the federal funds provided under
this Agreement.
D. As a subrecipient of federal financial assistance under this Agreement, the
Subrecipient shall comply with all applicable state and federal statutes, regulations,
executive orders, and guidelines, including but not limited to the following:
1. All applicable state and federal statutes, regulations and executive orders
relating to nondiscrimination, including but not limited to the following: (a)
Title VI of the Civil Rights Act of 1964, as amended (42 U.S.C. 2000d et
seq.) which prohibits discrimination on the basis of race, color or national
origin; (b) the Civil Rights Act of1968 (42 U.S.C. 3601), which prohibits
recipients from discriminating in the sale, rental, financing, and advertising
of dwellings, or in the provision of services in connection therewith, on the
basis of race, color, national origin, religion, disability, familial status, and
sex; ( c) Title IX of the Education Amendments of 1972, as amended (20
U.S.C §§1681 et seq.), which prohibits discrimination on the basis of sex;
(d) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C
§794), which prohibits discrimination on the basis of disability; (e) the Age
Discrimination Act of 1975, as amended (42 U.S.C §§6101 et seq.), which
prohibits discrimination on the basis of age; U) Clean Air Act of 1970, (k)
Clean Water Act of 1977, (n) Coastal Wetlands Planning, (o) Protection,
and Restoration Act of 1990, (f) the Fair Housing Amendments Act of 1988,
as amended (42 U.S.C. §§3601 et seq.), as amended, relating to
nondiscrimination in the sale, rental or financing of housing; (g) the
Americans with Disabilities Act, as amended (42 U.S.C. §§ 12101-12213)
which prohibits discrimination on the basis of disability; and (h) Executive
Order 13166 Improving Access to Services for Persons with Limited
English Proficiency.
2. All applicable state and federal statutes, regulations, executive orders and
guidelines relating to environmental and historical preservation, including
but not limited to the following: (a) the Coastal Wetlands Planning,
Protection and Restoration Act of 1990, as amended (16 U.S.C. 3951 et
seq.), Executive Order 11990 and 44 CFR Part 9; (b) the Clean Air Act of
1970, as amended (42 U.S.C. §7401) and the Clean Water Act of 1977, as
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amended (38 U.S.C. §§ 1251-1387) and Executive Order 11738; (c)
floodplains management pursuant to EO 11988, as amended; (e) the
Coastal Zone Management Act of 1972, as amended (P.L. 92-583, 16
U.S.C. §§1451 et seq.); (d) the National Environmental Policy Act, as
amended (42 U.S.C. §4321); (e) the Safe Drinking Water Act of 1974, as
amended (PL 93-523); (f) the Endangered Species Act of 1973, as
amended (PL 93-205); and (g) the National Historic Preservation Act, as
amended (PL 89-665, 16 U.S.C. §470 et seq.) and 36 CFR Part 800.
3. The Drug-Free Workplace Act of 1988, as amended (41 U.S.C. §701 et
seq., 2 CFR 3001, 44 CFR Part 17).
4. Section 106(g) of the Trafficking Victims Protection Act of 2000, as
amended (22 U.S.C. §7104) and 2 CFR §175.
5. The requirements of 45 CFR Part 46 Protection of Human Subjects for
purposes of research, and the requirements in OHS Directive 026-04.
6. The requirements of the Animal Welfare Act of 1966, as amended (7
U.S.C. §2131 et. seq.).
7. The Flood Disaster Protection Act of 1973 the National Flood Insurance Act
of 1968, as amended (42 U.S.C. §4001 et seq.).
8. The USA Patriot Act of 2001, as amended (18 U.S.C. §§175-175c).
9. The Fly America Act of 1974, as amended (49 U.S.C. §40118) and the
interpretive guidelines issued by the Comptroller General of the United
States March 31, 1981, amendment to Comptroller General Decision
8138942.
10. The False Claims Act (FCA) (31 U.S.C. § 3729).
11. Section 6 of the Hotel and Motel Safety Act of 1990 (15 U.S.C. §2225(a),
ensuring that all conference, meeting, convention, or training space funded
in whole or in part with Federal funds complies with the fire prevention and
control guidelines of the Federal Fire Prevention Control Act of 1974, 15
u.s.c. §2225.
12. SAFECOM Guidance for Emergency Communication Grants.
Subrecipient Agreement# FFY16-CCTA-Marysville PD Page 7 of20
XI. NON-TRAVEL PROCUREMENT AND SUBCONTRACTING NOT ALLOWED
A. Non-Travel related procurement and subcontracting are not allowable activities
under this agreement.
XII. EQUIPMENT NOT ALLOWED
A. Equipment is not an allowable cost under this agreement.
XIII. INTERNAL CONTROLS AND ACCOUNTING SYSTEM
A. The Subrecipient shall establish and maintain a system of accounting and internal
controls which complies with applicable, generally accepted accounting principles,
financial and governmental reporting standards as prescribed by the appropriate
accounting standards board.
XIV. NONDISCRIMINATION AND EQUAL EMPLOYMENT OPPORTUNITY
A. Equal Benefits to employees with Domestic Partners.
Pursuant to Ordinance 14823 and as amended by Ordinance 16586, King County's
"Equal Benefits" (EB) ordinance, and related administrative rules adopted by the
County Executive, as a condition of a competitive award of a contract valued at
$25,000 or more, non-public Contractors agree not to discriminate in the provision of
employee benefits between employees with spouses, and employees with domestic
partners or employees who reside with legally domiciled members of households
during the performance of this Agreement. Failure to comply with this provision shall
be considered a material breach of this Agreement, and may subject the
Subrecipient to administrative sanctions and remedies for breach.
When a competitively awarded contract is valued at $25.000 or more, the
Subrecipient shall complete a Worksheet and Declaration form for County review
and acceptance prior to Contract execution. The EB Compliance forms, Ordinance
14823 [which is codified at King County Code (KCC) Chapter 12.19], and related
administrative rules are incorporated herein by reference. They are also available
online at:
http://www.kingcountv.gov/operations/procurement/Services/Equal Benefits.asox .
B. Nondiscrimination in Employment or Provision of Services
1. During the performance of this Agreement, neither the Subrecipient nor any
party subcontracting under the authority of this Agreement shall
discriminate or tolerate harassment on the basis of sex, race, color, marital
status, national origin, religious affiliation, disability, sexual orientation,
gender identity or expression of age except by minimum age and retirement
provisions, unless based upon a bona fide occupational qualification in the
employment or application for employment or in the administration or
delivery of services or any other benefits under this Agreement.
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C. Nondiscrimination in Subcontracting Practices
1. During the term of this Agreement, the Subrecipient shall not create barriers
to open and fair opportunities to participate in County contracts or to obtain
or compete for contracts and subcontracts as sources of supplies,
equipment, construction and services. In considering offers from and doing
business with subcontractors and suppliers, the Subrecipient shall not
discriminate against any person because of their sex, race, color, marital
status, national origin, religious affiliation, disability, sexual orientation,
gender identity or expression or age except by minimum age and retirement
provisions, unless based upon a bona fide occupational qualification.
D. Compliance with Laws and Regulations
1. The Subrecipient shall comply fully with all applicable federal, state and
local laws, ordinances, executive orders, OMB Circulars and regulations
that prohibit discrimination. These laws include, but are not limited to, RCW
Chapter 49.60, Titles VI and VII of the Civil Rights Act of 1964, the Robert T
Stafford Disaster Relief and Emergency Assistance Act, (PL 93-288, as
amended), the American with Disabilities Act, and the Restoration Act of
1987. In addition, King County Code chapters 12.16, 12.17 and 12.18 are
incorporated herein by reference and the requirements in these code
sections shall specifically apply to this agreement. The Subrecipient shall
further comply fully with any equal opportunity requirements set forth in any
federal regulations, statutes or rules included or referenced in the contract
documents.
E. Equal Employment Opportunity Efforts
The Subrecipient shall undertake equal employment opportunity efforts to ensure that
applicants and employees are treated, without regard to their sex, race, color, marital
status, national origin, religious affiliation, disability, sexual orientation, gender identity
or expression of age. The Subrecipient's equal employment opportunity efforts shall
include but not be limited to, the following: employment, upgrading, demotion or
transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or
other forms of compensation; and selection for training, including apprenticeships. The
Subrecipient agrees to post in conspicuous places available to employees and
applicants for employment notices setting forth this nondiscrimination clause. In
accordance with KCC 12.16.010.J, "equal employment opportunity efforts" shall mean
active efforts to ensure equal opportunity in employment that is free from all forms of
discrimination.
H. Compliance with Section 504 of the Rehabilitation Act of 1973 as amended (Section
504) and the American Disabilities Act of 1990 as amended (ADA)
Pursuant to Title 11 of the ADA and Section 504 the County must not discriminate
against people with disabilities in providing services under this Agreement. Failure to
comply with this section shall be a material breach of, and grounds for, the immediate
termination of this Agreement.
1. The Subrecipient agrees to provide to persons with disabilities access to
programs, activities and services provided under the Contract or agreement, as
required by the disability access laws as defined by KCC 12.16; and
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2. The Subrecipient shall not discriminate against persons with disabilities in
providing the work under the Contract
I. Sanctions for Violations
Any violation of the mandatory requirements of the provisions of this Section shall be a
material breach of contract for which the Subrecipient may be subject to damages,
withholding payment and any other sanctions provided for by the Contract and by
applicable law.
XV. PROPRIETARY RIGHTS
The Subrecipient acknowledges that the Department of Homeland Security reserves a
royalty-free, non-exclusive, and irrevocable license to reproduce, publish, or otherwise use,
and authorize others to use, for Federal government purposes: (a) the copyright in any work
developed under an award or sub-award; and (b) any rights of copyright to which an award
recipient or sub-recipient purchases ownership with Federal support. The Subrecipient
agrees to consult with the County regarding the allocation of any patent rights that arise from,
or are purchased with, this funding. All Subrecipients must affix the applicable copyright
notices of 17 U.S.C. § 401 or 402 and an acknowledgement of Government sponsorship
(including award number) to any work first produced under Federal financial assistance
awards, unless the work includes any information that is otherwise controlled by the
Government (e.g., classified information or other information subject to national security or
export control laws or regulations).
XVI. AUDITS
A. Subrecipients that expend $750,000 or more in one fiscal year of federal funds from all
sources, direct and indirect, are required to have a single or a program-specific audit
conducted in accordance with the U.S. Office of Management and Budget (OMB) 2
CFR 200 Subpart F -Audit Requirements. If spending is less than $750,000 a year in
federal awards, Subrecipient is exempt from federal audit requirements for that year,
except as noted in 2 CFR 200.503.
B. Subrecipients required to have an audit must ensure the audit is performed in
accordance with Generally Accepted Government Auditing Standards (GAGAS) as
found in the Government Auditing Standards (the Revised Yellow Book) developed by
the Comptroller General and the OMB Compliance Supplement.
C. The Subrecipient has the responsibility of notifying its auditor and requesting an audit in
compliance with 2 CFR 200 Subpart F, to include the Washington State Auditor's
Office, a federal auditor, or a public accountant performing work using GAGAS, as
appropriate.
D. The Subrecipient shall maintain auditable records and accounts so as to facilitate the
audit requirement.
E. Once the single audit has been completed, the Subrecipient must send a letter to the
County stating there has been a single audit completed and there were no findings, or if
there were findings, the letter should provide a list of the findings. The Subrecipient
must send this letter to the County no later than nine (9) months after the end of the
Subrecipient's fiscal year(s).
F. The Subrecipient is responsible for any audit exceptions incurred by its own
organization. Responses to any unresolved management findings and disallowed or
questioned costs shall be included with the audit report. The Subrecipient must
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respond to the County's requests for information or corrective action concerning audit
issues or findings within 30 days of the date of request. The County reserves the right
to recover from the Subrecipient all disallowed costs resulting from the audit. In
addition to sending a copy of the audit, the Subrecipient must include a corrective
action plan for any audit findings and a copy of the management letter if one was
received.
G. If additional federal and/or state audit or review requirements are imposed on the
County during the term of this Agreement, the Subrecipient agrees this Agreement may
be amended to require that the Subrecipient comply with any such additional audit
requirements. Even if this Agreement is not amended, the Subrecipient agrees to
comply with any such additional audit requirements.
XVII. CERTIFICATION REGARDING DEBARMENT
As federal funds are the basis for this agreement, the Subrecipient certifies it is not presently
debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded
from participating in this agreement by any federal department or agency. If requested by the
County, the Subrecipient shall complete and sign a Certification Regarding Debarment,
Suspension, Ineligibility, and Voluntary Exclusion form. Any such form completed by the
Subrecipient for this Agreement shall be incorporated into this Agreement by reference.
XVIII. ASSIGNMENT
The Subrecipient shall not assign any portion of this Agreement or transfer or assign any
claim arising pursuant to this Agreement without the written consent of the County. Said
consent shall be sought in writing by the Subrecipient not less than 15 days prior to the date
of any proposed assignment.
XIX. CORRECTIVE ACTION
If the County determines that a breach of contract has occurred, that is, the Subrecipient has
failed to comply with any terms or conditions of this Agreement or the Subrecipient has failed
to provide in any manner the work or services agreed to herein, and if the County deems
said breach to warrant corrective action, the following sequential procedure shall apply:
A. The County shall notify the Subrecipient in writing of the nature of the breach;
B. The Subrecipient shall respond in writing no later than ten working days following
receipt of such notification, which response shall indicate the steps being taken to
correct the specified deficiencies. The corrective action plan shall specify the
proposed completion date for bringing the Agreement into compliance, which date
shall not be more than 30 days from the date of the Subrecipient's response, unless
the County, at its sole discretion, specifies in writing an extension in the number of
days to complete the corrective actions;
C. The County shall notify the Subrecipient in writing of the County's determination as to
the sufficiency of the Subrecipient's corrective action plan. The County shall have sole
discretion in determining the sufficiency of the Subrecipient's corrective action plan;
D. In the event that the Subrecipient does not respond within the appropriate time with a
corrective action plan, or the Subrecipient's corrective action plan is determined by the
County to be insufficient, the County may commence termination of this Agreement in
whole or in part pursuant to Section XXlll.B;
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E. In addition, the County may withhold any payment owed the Subrecipient or prohibit the
Subrecipient from incurring additional obligations of funds until the County is satisfied
that corrective action has been taken or completed; and
F. Nothing herein shall be deemed to affect or waive any rights the parties may have
pursuant to Section XXlll. Subsections A, B, C, and D.
XX. TERMINATION
A. This Agreement may be terminated by the County without cause, in whole or in part,
prior to the termination date specified in Section II, by providing 30 days advance
written notice of the termination to the Subrecipient.
B. The County may terminate this Agreement. in whole or in part, upon seven days
advance written notice in the event: (1) the Subrecipient materially breaches any duty,
obligation, or service required pursuant to this Agreement; and/or (2) the duties,
obligations, or services required herein become impossible, illegal, or not feasible.
If the Agreement is terminated by the County pursuant to this Subsection XXlll.B.(1),
the Subrecipient shall be liable for damages, including any additional costs of
procurement of similar services from another source.
If the termination results from acts or omissions of the Subrecipient, including but not
limited to misappropriation, nonperformance of required services, or fiscal
mismanagement, the Subrecipient shall immediately return to the County any funds,
misappropriated or unexpended, which have been paid to the Subrecipient by the
County.
C. If County or other expected or actual funding is withdrawn, reduced, or limited in any
way prior to the termination date set forth in this Agreement and its attached Exhibits,
the County may, upon written notification to the Subrecipient, terminate this Agreement
in whole or in part.
If the Agreement is terminated as provided in this Subsection: (1) the County shall be
liable only for payment in accordance with the terms of this Agreement for services
rendered prior to the effective date of termination; and (2) the Subrecipient shall be
released from any obligation to provide such further services pursuant to the
Agreement as are affected by the termination.
Funding or obligation under this Agreement beyond the current appropriation year is
conditional upon appropriation by the County Council of sufficient funds to support the
activities described in the Agreement. Should such appropriation not be approved, this
Agreement shall terminate at the close of the current appropriation year.
D. This Agreement may be terminated by the Subrecipient without cause, prior to the date
specified by providing the County 90 days advance written notice of the termination.
The Subrecipient shall provide the County 90 days advance written notice of its intent
not to renew this Agreement, in whole or in part.
E. Nothing herein shall limit, waive, or extinguish any right or remedy provided by this
Agreement or law that either party may have in the event that the obligations, terms,
and conditions set forth in this Agreement are breached by the other party.
XXI. FUTURE SUPPORT
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The County makes no commitment to support the services contracted for herein and
assumes no obligation for future support of the activity contracted herein except as expressly
set forth in this Agreement.
XXll. HOLD HARMLESS AND INDEMNIFICATION
A. In providing services under this Agreement, the Subrecipient is an independent
contractor and neither it, nor its officers, agents or employees are employees of the
County for any purpose. The Subrecipient shall be responsible for all federal and/or
state tax, industrial insurance, and Social Security liability that may result from the
performance of and compensation for these services and shall make no claim of career
service or civil service rights which may accrue to a County employee under state or
local law.
The County assumes no responsibility for the payment of any compensation, wages,
benefits, or taxes, by, or on behalf of the Subrecipient, its employees, and/or others by
reason of this Agreement. The Subrecipient shall protect, indemnify, and save harmless
the County, its officers, agents, and employees from and against any and all claims,
costs, and/or losses whatsoever occurring or resulting from (1) the Subrecipient's
failure to pay any such compensation, wages, benefits, or taxes, and/or (2) the
supplying to the Subrecipient of work, services, materials, or supplies by Subrecipient
employees or other suppliers in connection with or support of the performance of this
Agreement.
B. The Subrecipient further agrees that it is financially responsible for and shall repay the
County all indicated amounts following an audit exception that occurs due to the
negligence, intentional act, and/or failure, for any reason, to comply with the terms of
this Agreement by the Subrecipient, its officers, employees, agents and/or
representatives. This duty to repay the County shall not be diminished or extinguished
by the prior termination of the Agreement pursuant to the Duration of Contract or the
Termination sections.
C. The Subrecipient shall protect, defend, indemnify, and hold harmless the County, its
officers, employees, and agents from any and all costs, claims, judgments, and/or
awards of damages, arising out of, or in any way resulting from, the acts or omissions
of the Subrecipient, its employees or any person whomsoever arising out of or in
connection with any acts or activities under this Agreement. This obligation shall not
include such costs, claims, judgments, and/or awards of damages which may be
caused by the sole negligence of the County; provided, that if the costs, claims,
judgments, and/or awards of damages are caused by or result from the concurrent
negligence of (1) the County, and (2) the Subrecipient, its agents, or employees, this
indemnity provision shall be valid and enforceable only to the extent of the negligence
of the Subrecipient, or Subrecipient's agents or employees. The Subrecipient agrees
that its obligations under this subparagraph extend to any claim, demand, and/or cause
of action brought by, or on behalf of, any of its employees or agents. For this purpose,
the Subrecipient, by mutual negotiation, hereby waives, as respects the County only,
any immunity that would otherwise be available against such claims under the Industrial
Insurance provisions of Title 51 RCW. In the event the County incurs any judgment,
award, and/or cost arising therefrom including attorneys' fees to enforce the provisions
of this article, all such fees, expenses, and costs shall be recoverable from the
Subrecipient.
D. The County shall protect, defend, indemnify, and hold harmless the Subrecipient, its
officers, employees, and agents from any and all costs, claims, judgments, and/or
awards of damages. arising out of, or in any way resulting from, the sole negligent acts
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or omissions of the County, its officers, employees, or agents. The County agrees that
its obligations under this subparagraph extend to any claim, demand, and/or cause of
action brought by, or on behalf of, any of its employees or agents. For this purpose, the
County, by mutual negotiation, hereby waives, as respects the Subrecipient only, any
immunity that would otherwise be available against such claims under the Industrial
Insurance provisions of Title 51 RCW. In the event the Subrecipient incurs any
judgment, award, and/or cost arising therefrom including attorneys' fees to enforce the
provisions of this article, all such fees, expenses, and costs shall be recoverable from
the County.
E. Claims shall include, but not be limited to, assertions that use or transfer of software,
book, document, report, film, tape, or sound reproduction or material of any kind,
delivered hereunder, constitutes an infringement of any copyright, patent, trademark,
trade name, and/or otherwise results in unfair trade practice.
F. Nothing contained within this provision shall affect and/or alter the application of any
other provision contained within this Agreement.
G. The indemnification, protection, defense and hold harmless obligations contained
herein shall survive the expiration, abandonment or termination of this Agreement.
XXlll. INSURANCE REQUIREMENTS
A. By the date of execution of this Agreement, the Subrecipient shall procure and maintain
for the duration of this Agreement, insurance against claims for injuries to persons or
damages to property which may arise from, or in connection with, the performance of
work hereunder by the Subrecipient, its agents, representatives, and/or employees.
The costs of such insurance shall be paid by the Subrecipient. The Subrecipient is
responsible for ensuring compliance with all of the insurance requirements stated
herein. Failure by the Subrecipient, its agents, employees, and/or officers, to comply
with the insurance requirements stated herein shall constitute a material breach of this
Agreement.
For All Coverages: Each insurance policy shall be written on an "occurrence" form;
except that insurance on a "claims made" form may be acceptable with prior County
approval.
If coverage is approved and purchased on a "claims made" basis, the Subrecipient
warrants continuation of coverage, either through policy renewals or the purchase of an
extended discovery period, if such extended coverage is available, for not less than
three years from the date of Agreement termination, and/or conversion from a "claims
made" form to an "occurrence" coverage form.
By requiring such minimum insurance, the County shall not be deemed or construed to
have assessed the risks that may be applicable to the Subrecipient under this
Agreement. The Subrecipient shall assess its own risks and, if it deems appropriate
and/or prudent, maintain greater limits and/or broader coverage.
Nothing contained within these insurance requirements shall be deemed to limit the
scope, application and/or limits of the coverage afforded by said policies, which
coverage will apply to each insured to the full extent provided by the terms and
conditions of the policy/policies. Nothing contained within this provision shall affect
and/or alter the application of any other provision contained within this Agreement.
B. Minimum Scope of Insurance
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Coverage shall be at least as broad as the following:
1. General Liability:
Insurance Services Office form number (CG 00 01) covering COMMERCIAL
GENERAL LIABILITY).
2. Professional Liability:
Professional Liability, Errors, and Omissions coverage. In the event that services
delivered pursuant to this Agreement either directly or indirectly involve or require
professional services, Professional Liability, Errors, and Omissions coverage
shall be provided. "Professional Services", for the purpose of this Agreement
section, shall mean any services provided by a licensed professional or those
services that require professional standards of care.
3. Automobile Liability:
In the event that services delivered pursuant to this Agreement require the use of
a vehicle or involve the transportation of clients by Subrecipient personnel in
Subrecipient-owned vehicles or non-owned vehicles, the Subrecipient shall
provide evidence of the appropriate automobile coverage.
Insurance Services Office form number (CA 00 01) covering BUSINESS AUTO
COVERAGE, symbol 1 "any auto"; or the appropriate coverage provided by
symbols 2, 7, 8, or 9.
4. Workers' Compensation
Workers' Compensation coverage, as required by the Industrial Insurance Act of
the State of Washington, as well as any similar coverage required for this work
by applicable federal or "Other States" state law.
5. Stop Gap/Employers Liability
Coverage shall be at least as broad as the protection provided by the Workers'
Compensation policy Part 2 (Employers Liability) or, in states with monopolistic
state funds, the protection provided by the "Stop Gap" endorsement to the
general liability policy.
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C. Minimum Limits of Insurance
The Subrecipient shall maintain limits no less than, for:
1. General Liability: $1 .000.000 combined single limit per occurrence by bodily
injury, personal injury, and property damage, and for those policies with
aggregate limits, a $2.000.000 aggregate limit.
2. Professional Liability, Errors, and Omissions: $1.000.000 per claim and in
the aggregate.
3. Automobile Liability: $1 ,000.000 combined single limit per accident for
bodily injury and property damage. Except if the transport of clients by
Subrecipient personnel is involved, then Risk Management will review the
appropriate amount of coverage.
4. Workers' Compensation: Statutory requirements of the state of residency.
5. Stop Gap/Employers Liability: $1 .000.000.
D. Deductibles and Self-Insured Retentions
Any deductibles or self-insured retentions must be declared to, and approved by, the
County. The deductible and/or self-insured retention of the policies shall not apply to
the Subrecipient's liability td the County and shall be the sole responsibility of the
Subrecipient.
E. Other Insurance Provisions
The insurance policies required in this Agreement are to contain, or be endorsed to
contain, the following provisions:
1. Liability Policies Except Professional/Errors and Omissions and Workers
Compensation.
a. The County, its officers. officials. employees and agents are to be
covered as additional insureds as respects liability arising out of
activities performed by or on behalf of the Subrecipient in
connection with this Agreement. (CG 201 O 11/85 or its' equivalent)
b. The Subrecipient's insurance coverage shall be primary insurance
as respects the County, its officers, officials, employees, and
agents. Any insurance and/or self-insurance maintained by the
County, its offices, officials, employees or agents shall not
contribute with the Subrecipient's insurance or benefit the
Subrecipient in any way.
c. The Subrecipient's insurance shall apply separately to each
insured against whom claim is made and/or lawsuit is brought,
except with respect to the limits of the insurer's liability.
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2. All Policies
Coverage shall not be suspended, voided, canceled, reduced in
coverage or in limits, except by the reduction of the applicable
aggregate limit by claims paid, until after 30 days prior written notice has
been given to the County.
F. Acceptability of Insurers
Unless otherwise approved by the County, insurance is to be placed with insurers with
a Bests' rating of no less than A: VIII, or, if not rated with Bests, with minimum
surpluses the equivalent of Bests' surplus size VIII.
Professional Liability, Errors, and Omissions insurance may be placed with insurers
with a Bests' rating of B+Vll. Any exception must be approved by the County.
If, at any time, the foregoing policies shall fail to meet the above minimum requirements
the Subrecipient shall, upon notice to that effect from the County, promptly obtain a
new policy, and shall submit the same to the County, with appropriate certificates and
endorsements, for approval.
G. Verification of Coverage
The Subrecipient shall furnish the County certificates of insurance and endorsements
required by this Agreement. Such certificates and endorsements, and renewals thereof,
shall be attached as exhibits to the Agreement. The certificates and endorsements for
each insurance policy are to be signed by a person authorized by that insurer to bind
coverage on its behalf. The certificates and endorsements for each insurance policy are
to be on forms approved by the County prior to the commencement of activities
associated with the Agreement. The County reserves the right to require complete,
certified copies of all required insurance policies at any time.
H. Municipal or State Subrecipient Provisions
If the Subrecipient is a Municipal Corporation or a Subrecipient of the State of
Washington and is self-insured for any of the above insurance requirements, a
certification of self-insurance shall be attached hereto and be incorporated by reference
and shall constitute compliance with this Section.
XXIV. CONFLICT OF INTEREST
A. The Subrecipient agrees to comply with applicable provisions of KCC Chapter 3.04.
Failure to comply with such provisions shall be a material breach of this Agreement,
and may result in termination of this Agreement pursuant to Section XXlll and subject
the Subrecipient to the remedies stated therein, or otherwise available to the County at
law or in equity.
B. The Subrecipient agrees, pursuant to KCC 3.04.060, that it will not willfully attempt to
secure preferential treatment in its dealings with the County by offering any valuable
consideration, thing of value or gift, whether in the form of services, loan, thing or
promise, in any form to any County official or employee. The Subrecipient
acknowledges that if it is found to have violated the prohibition found in this paragraph,
its current agreements with the County shall be cancelled and it shall not be able to bid
on any County contract for a period of two years.
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C. The Subrecipient acknowledges that for one year after leaving County employment, a
former County employee may not have a financial or beneficial interest in a contract or
grant that was planned, authorized, or funded by a County action in which the former
County employee participated during County employment. Subrecipient shall identify, at
the time of offer, current or former County employees involved in the preparation of
proposals or the anticipated performance of work if awarded the Contract. Failure to
identify current or former County employees involved in this transaction may result in
the County's denying or terminating this Agreement. After Agreement award, the
Subrecipient is responsible for notifying the County's project manager of current or
former County employees who may become involved in the Agreement any time during
the term of the Agreement.
XXV. POLITICAL ACTIVITY PROHIBITED
None of the funds, materials, property, or services provided directly or indirectly under this
Agreement shall be used for any partisan political activity or to further the election or defeat
of any candidate for public office.
XXVI. DISCLOSURE OF LOBBYING ACTIVITIES
As required by 44 CFR Part 18, the Subrecipient hereby certifies that to the best of its
knowledge and belief: (1) no federally appropriated funds have been paid or will be paid by
or on behalf of the Subrecipient to any person for influencing or attempting to influence an
officer or employee of an agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with the awarding of any
federal contract, the making of any federal grant, the making of any federal loan, the entering
into of any cooperative agreement, and the extension, continuation, renewal, amendment, or
modification of any federal contract, grant, loan, or cooperative agreement; (2) that if any
funds other than federal appropriated funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of Congress, or an employee of
a Member of Congress in connection with this Agreement, the Subrecipient will complete and
submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions. This certification is a material representation of fact upon which reliance was
placed when this transaction was made or entered into, and is a prerequisite for making or
entering into this transaction imposed by section 1352, title 31 U.S. Code.
XXVll. AGREEMENT AMENDMENTS
All changes to this Agreement shall be made in writing through an Amendment to the
Agreement. Both parties understand that only the County can make unilateral amendments
to this Agreement.
XXVlll. ENTIRE AGREEMENT/WAIVER OF DEFAULT
The parties agree that this Agreement is the complete expression of the terms hereto and
any oral or written representations or understandings not incorporated herein are excluded.
Both parties recognize that time is of the essence in the performance of the provisions of this
Agreement. Waiver of any default shall not be deemed to be a waiver of any subsequent
default. Waiver or breach of any provision of the Agreement shall not be deemed to be a
waiver of any other or subsequent breach and shall not be construed to be a modification of
the terms of the Agreement unless stated to be such through written approval by the County,
which shall be attached to the original Agreement.
XXIX. SEVERABILITY
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In the event any term or condition of this agreement, any provision of any document
incorporated by reference, or application of this agreement to any person or circumstances
is held invalid, such invalidity shall not affect other terms, conditions, or applications of this
agreement which can be given effect without the invalid term, condition, or application. To
this end, the terms and conditions of this agreement are declared severable.
XXX. NO THIRD PARTY BENEFICIARIES
Except for the Parties to whom this Agreement is assigned in compliance with the terms of
this Agreement, there are no third party beneficiaries to this Agreement, and this Agreement
shall not impart any rights enforceable by any person or entity that is not a Party hereto.
KING COUNTY OFFICE OF
EMERGENCY MANAGEMENT
(3,.~.i,,. fV\c Clt-.•v.AJJ~
Director
Date
Subrecipient Agreement# FFY16-CCTA-Marysville PD
MARYSVILLE POLICE DEPARTMENT
Jeff Goldman ~")c:;k-:::>
Assistant Chief
Date
Page 19 of 20
TERMS AND CONDITIONS
SECTION 1 DEFINITIONS
Words and terms shall be given their ordinary and usual meanings. Where used in the
Contract documents, the following words and terms shall have the meanings indicated. The
meanings shall be applicable to the singular, plural, masculine, feminine and neuter of the
words and terms.
Acceptance or Accepted: A written determination by the County that the Subrecipient
has completed the Work in accordance with the Contract.
Agreement Amendment: A written change to the Agreement modifying, deleting or
adding to the terms and conditions or Scope of Work.
Subrecipient: non-Federal entity that receives a subaward from a pass-through entity to
carry out part of a Federal program; but does not include an individual that is a
beneficiary of such program.
Day: Calendar day.
Exercises: Multi-jurisdictional, tabletop, functional, and full-scale/force-on-force
exercises that simulate preparing for, preventing, or responding to a complex
coordinated terrorist attack.
KCC: The King County Code.
Measurable Amount of Work: A definitive allocation of an employee's time that can be
attributed to Work performed under this Contract, but that is not less than a total of one
hour in any one week period.
Person: Includes individuals, associations, firms, companies, corporations,
partnerships, and joint ventures.
Program Coordinator: The individual designated by the County to manage the project
on a daily basis and who may represent the County for Agreement administration.
RCW: The Revised Code of Washington.
Trainings: Implementation of training to enhance capabilities for preparing for,
preventing, and responding to complex coordinated terrorist attacks which addresses a
performance gap and contributes to building a capability.
Travel: Costs (mileage, per diem, lodging, transportation) of Subrecipient personnel
attending and participating in approved activities under this Agreement.
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